David W. Mercer
Professional summary
David William Mercer, who also goes by Dave Mercer, David W Mercer, is a registered financial advisor currently at MERCER ASSET MANAGEMENT, INC. located in Bainbridge Island, Washington and WINTHROP WEALTH located in Bainbridge Island, Washington.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. David has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 31 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David William Mercer's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 1998 - Present
MERCER ASSET MANAGEMENT, INC.
September 3, 2025 - Present
WINTHROP WEALTH
November 5, 1997 - July 10, 1998
IDS LIFE INSURANCE COMPANY
November 5, 1997 - July 10, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
September 13, 1994 - January 23, 1995
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
WINTHROP WEALTH
CRD#: 288178 / SEC#: 801-110461
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/22/1998)
Exams
Current Firm
WINTHROP WEALTH
CRD#: 288178 / SEC#: 801-110461
Contact information
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,872 |
| AUM (Assets Under Management) | $ 2,600,886,145 |
Red Flags
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