Josephine L. Millward
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Josephine Lin Millward, who also goes by Josephine Yi Hsiao Lin, Josephine Lin, Josephine L Millward, was a registered financial professional .
Josephine is a previously registered financial professional and started their career in finance in 1994. Josephine had worked at 5 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2010 - January 24, 2017
THE BENCHMARK COMPANY, LLC
May 26, 2009 - February 1, 2010
COLLIERS SECURITIES LLC
November 18, 2004 - March 12, 2009
STANFORD GROUP COMPANY
October 7, 2004 - November 11, 2004
CHARLES SCHWAB & CO., INC.
September 20, 1994 - June 20, 1995
GT GLOBAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
