Francisco G. Hervella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francisco Gabriel Hervella was a registered financial advisor .
Francisco is a previously registered financial advisor and started their career in finance in 1994. Francisco had worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 2011 - June 17, 2014
INVEX, LLC.
July 15, 2010 - March 11, 2011
FALCONVIEW SECURITIES, LLC
February 6, 2006 - December 18, 2009
BNP PARIBAS SECURITIES CORP.
September 17, 2004 - February 3, 2006
UBS INTERNATIONAL INC.
September 17, 2004 - February 3, 2006
UBS INTERNATIONAL INC.
February 28, 2004 - September 21, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 4, 2002 - September 21, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 2, 1997 - June 29, 2000
UBS SECURITIES LLC
November 6, 1995 - May 30, 1997
ING BARING (U.S.) SECURITIES, INC.
September 29, 1994 - November 6, 1995
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
INVEX, LLC.
CRD#: 30032 / SEC#: , 8-44695
Contact information
FINRA licenses (8 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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