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Bryan Patrick Higgins

CRD# 2521437·Registered 1995 - 1999
Previously Registered: Being a previously registered professional could mean that Bryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Bryan Patrick Higgins, who also goes by Bryan Higgins, was a registered financial advisor. Bryan was a previously registered financial professional and started their career in finance 1995 - 1999. Bryan had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bryan Higgins

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

FIRST SECURITY INVESTMENTS, INC.·CRD# 24035
BD
Kingston, PA
July 31, 1999 - August 26, 1999
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
San Diego, CA
November 10, 1998 - June 29, 1999
CHATFIELD DEAN & CO., INC.·CRD# 14714
BD
Greenwood Village, CO
October 15, 1996 - September 18, 1998
KENSINGTON WELLS INCORPORATED·CRD# 30570
BD
January 3, 1995 - September 27, 1996

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Current Firm

FS
FIRST SECURITY INVESTMENTS, INC.

FIRST SECURITY ASSET MANAGEMENT | SAF INVESTMENT SERVICES, INC. | FIRST SECURITY INVESTMENTS, INC.

CRD#: 24035 / SEC#: 8-40870
BD
Terminated by SEC on 03/22/2005

Contact Information

Established

Delaware since 09/23/1988

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST SECURITY HOLDINGS, INC.OWNER—
ALINIKOFF, STEPHEN MAYNARDPRESIDENT & CEO1022014
DARIS, LISA BARKERCHIEF FINANCIAL OFFICER/FINOP2560422
FORTINSKY, ROBERTSHAREHOLDER1468125
SLUSSER, MARGARET CHARLESCOO, CCO, SECRETARY1977559

Disclosures

Regulatory Event

11

Arbitration

3

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1995About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Nov 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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BH
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