Jose Mondragon
Professional summary
Jose Mondragon is a registered financial professional currently at BOURSA INVESTMENTS located in Chula Vista, California.
Jose is registered as a RR (Registered Representative) and started their career in finance in 1994. Jose has worked at 3 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 3, Series 7, Series 14, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jose Mondragon's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2011 - Present
BOURSA INVESTMENTS
Office #1: 3130 Bonita Rd Apt 206, Chula Vista, CA 91910Office #2: 3130 Bonita Rd Apt 206, Chula Vista, CA 91910May 18, 2006 - April 29, 2011
FOOTHILL SECURITIES, INC.
May 16, 2006 - April 29, 2011
FOOTHILL SECURITIES, INC.
August 8, 1994 - May 11, 2006
IXE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/1/2022)
(3/3/2021)
(2/9/2011)
(3/3/2021)
(8/5/2021)
(8/11/2022)
(9/26/2011)
(2/14/2021)
(4/8/2021)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 11/11/2010
Limited Representative-Equity Trader ExamFINRA
Current Firm
BOURSA INVESTMENTS
CRD#: 152516 / SEC#: , 8-68457
Contact information
FINRA licenses (10 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HERNANDEZ, LEOVINO | OWNER | 5758783 |
| KATHLEEN MARY DOLAN DE NAVARRO, AS TRUSTEE OF THE BYPASS TRUST CREATED UNDER THE NAVARRO FAMILY TRUST DATED MARCH 6,1998. | OWNER | |
| MONDRAGON, JOSE | CEO | 2521391 |
| MONDRAGON, JUAN TISNADO | SECRETARY | 5079610 |
| VILLAGOMEZ, CARLOS FERNANDO | OWNER | 5022389 |
| MONDRAGON, JAIME | OWNER | 5758779 |
| BACHE, ALEJANDRA | CHIEF COMPLIANCE OFFICER, AMLCO PRIMARY | 5170457 |
| CASTANEDA, JAMES PETER | FINOP | 5984310 |
| DOLAN, KATHLEEN MARY | TRUSTEE | 7112807 |
Red Flags
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