Henry J. Hudson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Joseph Hudson was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 1972. Henry had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2011 - December 31, 2014
VOYA FINANCIAL ADVISORS, INC.
October 15, 1993 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
June 19, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
October 1, 1982 - April 22, 1989
NATHAN & LEWIS SECURITIES, INC.
April 20, 1981 - January 12, 1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 16, 1977 - April 21, 1982
LEGEND CAPITAL CORPORATION
October 17, 1975 - January 22, 1978
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
January 29, 1975 - March 12, 1976
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 10, 1972 - November 25, 1986
G. R. PHELPS & CO., INC.
Primary Firm SEC Registration
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/29/1972
Registered Representative ExaminationCurrent Firm
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
