Angela G. Edwards
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angela Gray Edwards, who also goes by Angela G Edwards, Angela Gray Shaw, was a registered financial professional .
Angela is a previously registered financial professional and started their career in finance in 1994. Angela had worked at 12 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 14, 2011 - April 27, 2012
FORESTERS EQUITY SERVICES, INC.
April 12, 2011 - April 27, 2012
FORESTERS EQUITY SERVICES, INC.
April 21, 2009 - March 29, 2011
INVESTACORP ADVISORY SERVICES INC
April 21, 2009 - March 28, 2011
INVESTACORP, INC.
May 30, 2008 - April 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
May 30, 2008 - April 23, 2009
WELLS FARGO CLEARING SERVICES, LLC
December 20, 2007 - May 20, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
September 6, 2005 - May 20, 2008
UVEST FINANCIAL SERVICES GROUP, INC.
April 30, 2004 - September 14, 2005
MML INVESTORS SERVICES, LLC
March 18, 2003 - April 15, 2004
SECURIAN FINANCIAL SERVICES, INC.
June 20, 2002 - February 28, 2003
WRP INVESTMENTS, INC.
March 15, 2001 - June 27, 2002
BRECEK & YOUNG ADVISORS, INC.
May 1, 2000 - March 6, 2001
DONAHUE SECURITIES, INC.
July 1, 1996 - April 26, 2000
NATIONWIDE INVESTMENT SERVICES CORPORATION
September 20, 1994 - July 1, 1996
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
