Eamon J. Twomey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eamon Joseph Twomey was a registered financial professional .
Eamon is a previously registered financial professional and started their career in finance in 1994. Eamon had worked at 14 firms and has passed the Series 63, Series 72, Series 99TO, Series 57TO, Series 52TO, SIE, Series 3, Series 55, Series 7, Series 10, Series 9, Series 27, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2024 - October 28, 2025
ETC BROKERAGE SERVICES, LLC
May 4, 2022 - December 20, 2023
TD AMERITRADE CLEARING, INC.
May 3, 2022 - December 20, 2023
TD AMERITRADE, INC.
August 1, 2013 - August 14, 2015
OPTIONSXPRESS, INC.
June 14, 2013 - January 10, 2024
CHARLES SCHWAB & CO., INC.
March 16, 2012 - March 15, 2013
HARTFORD FUNDS DISTRIBUTORS, LLC
March 16, 2012 - May 7, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
March 16, 2012 - May 7, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
April 1, 2010 - February 28, 2012
CURIAN CLEARING, LLC
April 17, 2007 - March 31, 2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
March 9, 2005 - April 25, 2007
CURIAN CLEARING, LLC
January 30, 2003 - July 3, 2006
INVESTMENT CENTERS OF AMERICA, INC.
November 12, 2001 - November 15, 2002
SANDS BROTHERS & CO., LTD.
June 5, 1995 - November 26, 2001
BLUESTONE CAPITAL CORP.
December 20, 1994 - May 18, 1995
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 11/22/2003
Limited Representative-Equity Trader ExamCurrent Firm
ETC BROKERAGE SERVICES, LLC
CRD#: 145276 / SEC#: , 8-67719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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