William F. Lawrence
Professional summary
William Francis Lawrence III, who also goes by William Lawrence, is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2000. William has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 25 and Series 7B exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Francis Lawrence III's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 16, 2013 - Present
ROSENBLATT SECURITIES INC.
Office #1: 40 Wall Street 59th Floor, New York, NY 10005February 7, 2013 - June 3, 2013
DIRECT ACCESS PARTNERS LLC
December 4, 2006 - January 31, 2013
THE GRISWOLD COMPANY, INCORPORATED
October 1, 2000 - December 15, 2006
SUNGARD GLOBAL EXECUTION SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/16/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/17/2009
Limited Representative-Equity Trader ExamSeries 25
Date: 5/20/1999
NYSE Trading Assistant ExaminationSeries 7B
Date: 3/25/1998
Floor Broker ExaminationCboe BZX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
ROSENBLATT SECURITIES INC.
CRD#: 18377 / SEC#: , 8-24255
Contact information
FINRA licenses (15 States and Territories)
Disclosures
| Regulatory Event | 6 |
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