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Phillip Ray Denney

Phillip R. Denney

Some features on this profile are disabled
CRD#: 2521046
Phillip Ray Denney

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Phillip Ray Denney, CFP® was a registered financial professional .

Phillip is a previously registered financial professional and started their career in finance in 1994. Phillip had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

What are your service offerings?
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
How do you get paid?
Fee Only
Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1999

Experience

Past

September 9, 2025 - January 5, 2026

HALBERT WEALTH MANAGEMENT, INC

RIA
CRD#: 108294
Sherwood, AR
Past

December 15, 2022 - December 3, 2025

WORLD INVESTMENT ADVISORS, LLC

RIA
CRD#: 208512
Sherwood, AR
Past

November 16, 1999 - February 15, 2023

HALBERT WEALTH MANAGEMENT, INC

RIA
CRD#: 108294
Sherwood, AR
Past

October 14, 1999 - December 31, 2012

PROFUTURES FINANCIAL GROUP, INC.

BD
CRD#: 24328
AUSTIN, TX
Past

January 13, 1999 - October 7, 1999

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

January 1, 1998 - December 14, 1998

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
BOSTON, MA
Past

September 27, 1994 - January 1, 1998

NATIONSSECURITIES

BD
CRD#: 32542

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HALBERT WEALTH MANAGEMENT, INC
HALBERT WEALTH MANAGEMENT, INC | PROFUTURES CAPITAL MANAGEMENT INC | HALBERT WEALTH MANAGEMENT, INC.

CRD#: 108294 / SEC#: 801-55411

RIA
Registered Investment Advisory firm - (4/14/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/26/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/4/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/26/1994
General Securities Representative Examination

Current Firm

HW
HALBERT WEALTH MANAGEMENT, INC
HALBERT WEALTH MANAGEMENT, INC | PROFUTURES CAPITAL MANAGEMENT INC | HALBERT WEALTH MANAGEMENT, INC.

CRD#: 108294 / SEC#: 801-55411

RIA
Registered Investment Advisory firm - (4/14/1998 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
9433 Bee Cave Rd Suite 3-201, Austin, TX 78733
Mailing Address
Phone number
(512) 263-3800
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (14 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV 2A BROCHURE (1/2/2026)

Regulatory assets under management

Total Number of Accounts1
AUM (Assets Under Management)$ 72,797,050

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HALBERT WEALTH MANAGEMENT, INC

CRD#: 108294

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Contact information

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