Phillip R. Denney

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CRD#: 2521046

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Phillip Ray Denney, CFP® was a registered financial professional .

Phillip is a previously registered financial professional and started their career in finance in 1994. Phillip had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

How do you get paid?

Fee Only

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1999

Experience

Past

September 9, 2025 - January 5, 2026

HALBERT WEALTH MANAGEMENT, INC

RIA

CRD#: 108294

Sherwood, AR

Past

December 15, 2022 - December 3, 2025

WORLD INVESTMENT ADVISORS, LLC

RIA

CRD#: 208512

Sherwood, AR

Past

November 16, 1999 - February 15, 2023

HALBERT WEALTH MANAGEMENT, INC

RIA

CRD#: 108294

Sherwood, AR

Past

October 14, 1999 - December 31, 2012

PROFUTURES FINANCIAL GROUP, INC.

CRD#: 24328

AUSTIN, TX

Past

January 13, 1999 - October 7, 1999

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

January 1, 1998 - December 14, 1998

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

September 27, 1994 - January 1, 1998

NATIONSSECURITIES

CRD#: 32542

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HALBERT WEALTH MANAGEMENT, INC

HALBERT WEALTH MANAGEMENT, INC | PROFUTURES CAPITAL MANAGEMENT INC | HALBERT WEALTH MANAGEMENT, INC.

CRD#: 108294 / SEC#: 801-55411

RIA

Registered Investment Advisory firm - (4/14/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/26/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/4/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/26/1994

General Securities Representative Examination

Current Firm

HALBERT WEALTH MANAGEMENT, INC

HALBERT WEALTH MANAGEMENT, INC | PROFUTURES CAPITAL MANAGEMENT INC | HALBERT WEALTH MANAGEMENT, INC.

CRD#: 108294 / SEC#: 801-55411

RIA

Registered Investment Advisory firm - (4/14/1998 Approved)

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Contact information

Main Address

9433 Bee Cave Rd Suite 3-201, Austin, TX 78733

Mailing Address

Phone number

(512) 263-3800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A BROCHURE (1/2/2026)

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 72,797,050

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Phillip R. Denney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

WORLD INVESTMENT ADVISORS, LLC

HALBERT WEALTH MANAGEMENT, INC

PROFUTURES FINANCIAL GROUP, INC.

BANC ONE SECURITIES CORPORATION

BANC OF AMERICA INVESTMENT SERVICES, INC.

NATIONSSECURITIES

Primary Firm SEC Registration

HALBERT WEALTH MANAGEMENT, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/26/1995

Series 63

Date: 10/4/1994

Series 7

Date: 9/26/1994

Current Firm

HALBERT WEALTH MANAGEMENT, INC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HALBERT WEALTH MANAGEMENT, INC

TRUST BUT VERIFY

Contact information

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