Timothy N. Mudd

POINTER FINANCIAL ADVISORS LLC

Columbia, MD 21044

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CRD#: 2521026

Professional summary

Timothy Nicholas Mudd is a registered financial advisor currently at POINTER FINANCIAL ADVISORS LLC located in Columbia, Maryland.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Timothy has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Nicholas Mudd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2023 - Present

POINTER FINANCIAL ADVISORS LLC

Office #1: 10500 Little Patuxent Parkway Suite 460, Columbia, MD 21044

RIA

CRD#: 326745

Columbia, MD

Past

March 31, 1999 - July 27, 2023

CHESAPEAKE FINANCIAL ADVISORS

RIA

CRD#: 120139

TOWSON, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POINTER FINANCIAL ADVISORS LLC

CRD#: 326745 / SEC#: 801-128061

RIA

Registered Investment Advisory firm - (5/26/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(9/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/14/1994

Uniform Investment Adviser Law Examination

Current Firm

POINTER FINANCIAL ADVISORS LLC

CRD#: 326745 / SEC#: 801-128061

RIA

Registered Investment Advisory firm - (5/26/2023 Approved)

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Contact information

Main Address

10500 Little Patuxent Parkway Suite 460, Columbia, MD 21044

Mailing Address

Phone number

(301) 804-0250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

POINTER FINANCIAL ADVISORS LLC FORM ADV PART 2A DISCLOSURE BROCHURE (MARCH 2025) (3/14/2025)

Regulatory assets under management

Total Number of Accounts	499
AUM (Assets Under Management)	$ 139,443,362

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy N. Mudd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Nicholas Mudd's CRS (Customer Relationship Summary).

Certified licenses

Experience

POINTER FINANCIAL ADVISORS LLC

CHESAPEAKE FINANCIAL ADVISORS

Primary Firm SEC Registration

POINTER FINANCIAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/14/1994

Current Firm

POINTER FINANCIAL ADVISORS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POINTER FINANCIAL ADVISORS LLC

TRUST BUT VERIFY

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