Richard F. Mokosak

MOKOSAK ADVISORY GROUP

Urbandale, IA 50322

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CRD#: 2520987

Professional summary

Richard Frank Mokosak, CFP®, who also goes by Frank Mokosak, is a registered financial advisor currently at MOKOSAK ADVISORY GROUP, LLC located in Urbandale, Iowa.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Richard has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Estate Planning

Retirement Planning

Investment Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

Frank Mokosak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Richard Frank Mokosak is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. Mokosak Advisory Group, LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Mokosak Advisory Group, LLC in their capacity as a licensed insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Frank Mokosak's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Current

June 6, 2017 - Present

MOKOSAK ADVISORY GROUP, LLC

Office #1: 2900 100th Street Suite 102, Urbandale, IA 50322

RIA

CRD#: 287538

Urbandale, IA

Past

July 22, 2016 - June 21, 2017

BELLWETHER FINANCIAL ADVISORS

RIA

CRD#: 128225

Urbandale, IA

Past

March 28, 2005 - June 9, 2017

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

WEST DES MOINES, IA

Past

August 9, 2004 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

URBANDALE, IA

Past

August 9, 2004 - June 9, 2017

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

URBANDALE, IA

Past

January 1, 1999 - August 10, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

WEST DES MOINES, IA

Past

October 5, 1994 - August 10, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 5, 1994 - August 10, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOKOSAK ADVISORY GROUP, LLC

CRD#: 287538 / SEC#: 801-110319

RIA

Registered Investment Advisory firm - (4/7/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(6/6/2017)

IAR

Texas
(6/6/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/20/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/9/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/4/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/4/2004

General Securities Principal Examination

Current Firm

MOKOSAK ADVISORY GROUP, LLC

CRD#: 287538 / SEC#: 801-110319

RIA

Registered Investment Advisory firm - (4/7/2017 Approved)

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Contact information

Main Address

2900 100th Street Suite 102, Urbandale, IA 50322

Mailing Address

Phone number

(515) 223-5404

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 AND 2B 022525 (2/25/2025)

Regulatory assets under management

Total Number of Accounts	1,315
AUM (Assets Under Management)	$ 345,300,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Richard F. Mokosak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Frank Mokosak's CRS (Customer Relationship Summary).

Certified licenses

Experience

BELLWETHER FINANCIAL ADVISORS

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

MOKOSAK ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/20/1994

SIE

Date: 6/9/2017

Series 7

Date: 10/4/1994

Series 24

Date: 12/4/2004

Current Firm

MOKOSAK ADVISORY GROUP, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MOKOSAK ADVISORY GROUP, LLC

TRUST BUT VERIFY

Contact information

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