Slava Volman
Professional summary
Slava Volman was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Slava is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Slava had worked at 5 firms, which includes J.P. TURNER & COMPANY L.L.C., DONALD & CO. SECURITIES INC., MORGAN TAYLOR & ASSOCIATES INC., JOSEPH DILLON & COMPANY INC., TUSCANY EQUITY MANAGEMENT CORPORATI0N.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2002 - November 3, 2003
J.P. TURNER & COMPANY, L.L.C.
December 8, 1998 - August 22, 2002
DONALD & CO. SECURITIES INC.
January 14, 1997 - October 5, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.
January 31, 1996 - December 13, 1996
JOSEPH DILLON & COMPANY INC.
December 19, 1995 - February 1, 1996
MORGAN, TAYLOR & ASSOCIATES, INC.
August 1, 1994 - December 1, 1995
TUSCANY EQUITY MANAGEMENT CORPORATI0N
State Registrations and Notice Filings
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Exams
Series 55
Date: 12/21/1998
Limited Representative-Equity Trader ExamCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
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