Robert B. Raab

TRUSTMONT ADVISORY GROUP

EAGAN, MN

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CRD#: 2520823

Professional summary

Robert Brian Raab, who also goes by Brian Raab, is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in Eagan, Minnesota and TRUSTMONT FINANCIAL GROUP, INC. located in Eagan, Minnesota.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Raab

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

LICENSED FIXED LIFE INSURANCE SALES AGENT - NON-INVESTMENT RELATED. OWNER-COMPREHENSIVE PLANNING PARTNERS LLC - DBA, 3627 Lakeview Trail, EAGAN MN 55122. BR EDUCATION TRUST LLC REAL ESTATE, OWNER, 10HRS WK, PURCHASE FORECLOSED PROPERTIES, REHAB THROUGH LICENSED CONTRACTORS AND SELL, RENT OR DONATE. Eagan, MN

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Brian Raab's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2016 - Present

TRUSTMONT ADVISORY GROUP, INC.

RIA

CRD#: 106015

EAGAN, MN

Current

November 5, 2015 - Present

TRUSTMONT FINANCIAL GROUP, INC.

Office #1: 3627 Lakeview Trail, Eagan, MN 55122

CRD#: 18312

Eagan, MN

Past

July 16, 2013 - August 10, 2016

MONTICELLO INVESTMENT SERVICES, INC.

RIA

CRD#: 140851

EAGAN, MN

Past

July 8, 2011 - December 4, 2015

MIDAMERICA FINANCIAL SERVICES, INC.

CRD#: 47351

EAGAN, MN

Past

May 24, 2011 - June 24, 2011

CAPITAL SYNERGY PARTNERS

RIA

CRD#: 148733

EAGAN, MN

Past

May 10, 2011 - June 24, 2011

CAPITAL SYNERGY PARTNERS

CRD#: 148733

IRVINE, CA

Past

January 14, 1995 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

August 11, 1994 - August 16, 2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MENDOTA HTS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/5/2015)

Illinois
(11/6/2015)

Minnesota
(11/5/2015)

IAR

Minnesota
(5/23/2016)

Wisconsin
(11/5/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/1/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/16/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/30/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/8/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

CRD#: 106015 / SEC#: 801-30694

RIA

Registered Investment Advisory firm - (11/27/1987 Approved)

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Contact information

Main Address

Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601

Mailing Address

Phone number

(724) 468-5665

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A 03-2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	5,387
AUM (Assets Under Management)	$ 1,126,006,619

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert B. Raab

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Brian Raab's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUSTMONT FINANCIAL GROUP, INC.

MONTICELLO INVESTMENT SERVICES, INC.

MIDAMERICA FINANCIAL SERVICES, INC.

CAPITAL SYNERGY PARTNERS

CAPITAL SYNERGY PARTNERS

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

TRUSTMONT ADVISORY GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/1/2006

Series 63

Date: 2/16/1995

SIE

Date: 10/1/2018

Series 7

Date: 12/30/2006

Series 6

Date: 8/8/1994

FINRA

Current Firm

TRUSTMONT ADVISORY GROUP, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRUSTMONT ADVISORY GROUP, INC.

TRUST BUT VERIFY

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