Louis S. Majano
Professional summary
Louis Steven Majano JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Louis is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Louis had worked at 10 firms, which includes CHASE INVESTMENT SERVICES CORP., TD AMERITRADE INC., DALTON KENT SECURITIES GROUP INC., J. P. GIBBONS & CO. INC., DUKE & CO. INC., BILTMORE SECURITIES INC., FIRST ALLIED SECURITIES INC., PRUDENTIAL EQUITY GROUP LLC, RENAISSANCE FINANCIAL SECURITIES CORP., CONTINENTAL BROKER-DEALER CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2004 - May 4, 2007
CHASE INVESTMENT SERVICES CORP.
January 16, 2004 - May 4, 2007
CHASE INVESTMENT SERVICES CORP.
May 4, 1999 - December 17, 2003
TD AMERITRADE, INC.
August 13, 1998 - December 1, 1998
DALTON KENT SECURITIES GROUP, INC.
March 23, 1998 - July 17, 1998
J. P. GIBBONS & CO., INC.
September 30, 1997 - March 19, 1998
DUKE & CO., INC.
January 15, 1997 - March 11, 1997
BILTMORE SECURITIES, INC.
December 10, 1996 - January 27, 1997
FIRST ALLIED SECURITIES, INC.
June 5, 1996 - October 31, 1996
PRUDENTIAL EQUITY GROUP, LLC
May 7, 1996 - June 5, 1996
RENAISSANCE FINANCIAL SECURITIES CORP.
September 26, 1994 - May 14, 1996
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHASE INVESTMENT SERVICES CORP.
CRD#: 25574 / SEC#: 801-36407, 8-41840
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANC ONE CAPITAL HOLDINGS LLC | DIRECT OWNER | |
| ADITYA, MAHESH CHATTA | BOARD MEMBER | 5586574 |
| CHABOT, ALAN JAMES | PRESIDENT & CEO, BOARD MEMBER | 2617874 |
| DAVIS, JAMES HUBER | CHIEF OPERATIONS OFFICER | 4166100 |
| DEEGAN, DANIEL ROBERT | EXECUTIVE VICE PRESIDENT | 1143339 |
| DURKEE, JEFFREY WILLIS | EXECUTIVE VICE PRESIDENT | 1009266 |
| GINDI, SOL | CFO, BOARD MEMBER | 4903526 |
| GRAY, ANNE LOUISE | SENIOR VICE PRESIDENT | 1779722 |
| HAIGIS, PHILIP HOWARD JR. | EXECUTIVE VICE PRESIDENT | 4340276 |
| JULIAN, BETH WILSON | EXECUTIVE VICE PRESIDENT | 1071047 |
| KLEINBAUM, GREGG ADAM | EXECUTIVE VICE PRESIDENT | 2555215 |
| MARTIN, KEVIN LEE | EXECUTIVE VICE PRESIDENT | 2742022 |
| PANTALEO, LAURA ANN | EXECUTIVE VICE PRESIDENT | 1501065 |
| QUINN, JOHN P | EXECUTIVE VICE PRESIDENT,NATIONAL SALES DIRECTOR | 5631540 |
| REED, JAMIE MATTHEW | EXECUTIVE VICE PRESIDENT | 2797383 |
| SKARDA, JOSEPH BRIEL | EXECUTIVE VICE PRESIDENT | 4288186 |
| TEPPER, ERIC DAVID | EXECUTIVE VICE PRESIDENT | 2242377 |
| WILBURN, DOUGLAS FREDERICK | CHIEF COMPLIANCE OFFICER | 1407686 |
Disclosures
| Regulatory Event | 62 |
| Arbitration | 19 |
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