AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JW

Jude H. Wilson

PROSPERITY CAPITAL ADVISORS
Orlando, FL 32801
Some features on this profile are disabled
CRD#: 2520624
JW

Professional summary

Jude Harvey Wilson is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Orlando, Florida.

Jude is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Jude has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jude Harvey Wilson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 5, 2023 - Present

PROSPERITY CAPITAL ADVISORS

Office #1: 121 South Orange Avenue North Tower, Suite 1500, Orlando, FL 32801Office #2: 4502 Cortez Rd. W. Suite 302, Bradenton, FL 34210
RIA
CRD#: 156480
Orlando, FL
Past

August 20, 2014 - September 27, 2023

J. W. COLE ADVISORS, INC.

RIA
CRD#: 112294
Orlando, FL
Past

August 11, 2014 - September 27, 2023

J.W. COLE FINANCIAL, INC.

BD
CRD#: 124583
Bradenton, FL
Past

June 15, 2012 - August 29, 2014

FIRST ALLIED ADVISORY SERVICES, INC.

RIA
CRD#: 137888
ORLANDO, FL
Past

May 11, 2009 - July 2, 2012

FIRST ALLIED SECURITIES, INC.

RIA
CRD#: 32444
PONTE VEDRA BEACH, FL
Past

May 5, 2009 - August 15, 2014

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
PONTE VEDRA BEACH, FL
Past

December 1, 2006 - May 20, 2009

QUESTAR CAPITAL CORPORATION

BD
CRD#: 43100
WINTER PARK, FL
Past

October 31, 2006 - May 20, 2009

QUESTAR ASSET MANAGEMENT, INC.

RIA
CRD#: 133358
WINTER PARK, FL
Past

December 9, 2003 - June 16, 2006

USALLIANZ SECURITIES, INC.

RIA
CRD#: 40875
WINTER PARK, FL
Past

December 2, 2003 - December 1, 2006

USALLIANZ SECURITIES, INC.

BD
CRD#: 40875
WINTER PARK, FL
Past

January 25, 2002 - August 1, 2002

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA
Past

June 28, 2000 - November 6, 2001

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ
Past

January 9, 1997 - September 25, 1998

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

August 9, 1994 - July 22, 1998

FIRST UNION BROKERAGE SERVICES, INC.

BD
CRD#: 8112
CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA
Registered Investment Advisory firm - (3/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/5/2023)
IAR
Florida
(9/12/2023)
IAR
Texas
(10/27/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 11/29/2007
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/28/1997
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 2/28/1997
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 2/7/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/8/1994
Investment Company Products/Variable Contracts Representative Examination

Current Firm

PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187

RIA
Registered Investment Advisory firm - (3/22/2011 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202

SEC notice filing (42 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PCA PART 2A 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts14,823
AUM (Assets Under Management)$ 3,684,966,200

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PROSPERITY CAPITAL ADVISORS

CRD#: 156480Orlando, FL 32801

TRUST BUT VERIFY

Monitor Jude Wilson

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

DG
Damon GeorgeAdvisorCheck Check Mark
RETIREMENT STRATEGIES
IAR
Longview, WA
Raymond Carl Prospero
Raymond ProsperoAdvisorCheck Check Mark
MARINER INDEPENDENT
IAR
Riverside, CA
John Christopher Cooke
John CookeAdvisorCheck Check Mark
SANCTUARY ADVISORS, LLC
IAR
RR
Indianapolis, IN
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.