Christopher K. High

CONCENTIO CAPITAL MANAGEMENT

Dallas, TX 75230-1329

Some features on this profile are disabled

CRD#: 2520499

Professional summary

Christopher Kevin High, who also goes by Chris High, is a registered financial advisor currently at CONCENTIO CAPITAL MANAGEMENT, LLC located in Dallas, Texas.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Christopher has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Chris High

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)LIFE AND HEALTH INSURANCE INDEPENDENT AGENT REPRESENTING VARIOUS CARRIERS SINCE 02/2001; COMPENSATED VIA COMMISSIONS. LESS THAN TWO HOURS PER WEEK; NONE DURING SECURITIES TRADING HOURS. 2) CHRISTOPHER HIGH, DALLAS, TX PREPARES AND SELLS RESEARCH SUBSCRIPTIONS FOR OIL AND GAS PRICE TREND ANALYSIS THROUGH CONCENTIO CAPITAL MANAGEMENT, INC. THIS ACTIVITY IS NOT INVESTMENT-RELATED AND MR. HIGH HAS BEEN ENGAGED IN THIS ACTIVITY SINCE 01/2015. HE SPENDS APPROXIMATELY 20 HOURS PER MONTH ON THIS ACTIVITY, 10 OF WHICH OCCUR DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Kevin High's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2016 - Present

CONCENTIO CAPITAL MANAGEMENT, LLC

Office #1: 12900 Preston Road Suite 602, Dallas, TX 75230-1329

RIA

CRD#: 281370

Dallas, TX

Past

March 5, 2014 - September 25, 2015

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

DALLAS, TX

Past

October 31, 2008 - December 31, 2008

AWM SERVICES, LLC

CRD#: 6439

HOUSTON, TX

Past

October 13, 2005 - October 5, 2021

FORTITUDE ADVISORY GROUP L.L.C.

RIA

CRD#: 116083

Dallas, TX

Past

January 28, 2004 - March 11, 2014

ARGENTUS SECURITIES, LLC

CRD#: 45915

DALLAS, TX

Past

July 8, 2002 - February 5, 2004

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

PLANO, TX

Past

July 8, 2002 - February 5, 2004

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

January 13, 2001 - July 11, 2002

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

June 29, 2000 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

September 1, 1997 - January 27, 2000

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

July 1, 1996 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

October 5, 1994 - July 9, 1996

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/19/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/27/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/7/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/25/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/4/1994

General Securities Representative Examination

Current Firm

CONCENTIO CAPITAL MANAGEMENT, LLC

CRD#: 281370 / SEC#:

California

Registered Investment Advisory firm - (12/31/2024 Terminated)

Texas

Registered Investment Advisory firm - (2/19/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

12900 Preston Road, Suite 717, Dallas, TX 75230

Mailing Address

Phone number

(972) 991-1000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 4,457,579

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Adam Gelmon

STEWARD PARTNERS INVESTMENT ADVISORY, LLC

IAR

Dallas, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christopher K. High

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Kevin High's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

AWM SERVICES, LLC

FORTITUDE ADVISORY GROUP L.L.C.

ARGENTUS SECURITIES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/27/1996

Series 63

Date: 10/7/1994

SIE

Date: 9/25/2015

Series 7

Date: 10/4/1994

Current Firm

CONCENTIO CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONCENTIO CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors