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PL

Peter Liounis

Some features on this profile are disabled
CRD#: 2520335
PL

Professional summary

Peter Liounis was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Peter is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Peter had worked at 5 firms, which includes SAN CLEMENTE SECURITIES INC., PACIFIC CORTEZ SECURITIES INCORPORATED, S. D. COHN & CO. INC., MEYERS POLLOCK ROBBINS INC., BARRETT DAY SECURITIES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Peter Liousis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 15, 1996 - November 11, 1996

SAN CLEMENTE SECURITIES, INC.

BD
CRD#: 21895
SAN CLEMENTE, CA
Past

February 28, 1996 - June 14, 1996

PACIFIC CORTEZ SECURITIES INCORPORATED

BD
CRD#: 24341
SAN DIEGO, CA
Past

December 8, 1995 - January 5, 1996

S. D. COHN & CO., INC.

BD
CRD#: 27827
HAUPPAUGE, NY
Past

May 4, 1995 - December 6, 1995

MEYERS POLLOCK ROBBINS, INC.

BD
CRD#: 13436
NEW YORK, NY
Past

August 17, 1994 - March 10, 1995

BARRETT DAY SECURITIES, INC.

BD
CRD#: 17717
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/19/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/16/1994
General Securities Representative Examination

Current Firm

SC
SAN CLEMENTE SECURITIES, INC.
ANVIL CAPITAL CORPORATION | SAN CLEMENTE SECURITIES, INC. | SAN CLEMENTE FINANCIAL GROUP SECURITIES, INC. | NEWMARK CAPITAL, INC. | J.E.M. SECURITIES GROUP, INC. | BISL SECURITIES, INC.

CRD#: 21895 / SEC#: , 8-39369

BD
Terminated by SEC on 08/20/2000
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Contact information

Main Address
Mailing Address
Phone number
Established
California since 02/11/1988
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CHRISTOPHER, COOKE BAILLEOWNER
SUNDERLAND, THOMAS HENRIOWNER
CHRISTOPHER, COOKE BAILLEPRESIDENT1590203
CHRISTOPHER, COOKE BAILLECOMPLIANCE OFFICER1590203
DIMEGLIO, JOHN JOSEPHFINOP2908029
SUNDERLAND, THOMAS HENRIEXECUTIVE VICE PRESIDENT1636630

Disclosures

Regulatory Event14
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAN CLEMENTE SECURITIES, INC.

CRD#: 21895

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