David C. Haley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Costen Haley was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1995. David had worked at 4 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2008 - September 18, 2008
HBK PRIVATE EQUITY GROUP LLC
September 5, 2007 - September 18, 2008
HBK SERVICES LLC
June 27, 2001 - January 18, 2022
HBK CAPITAL MANAGEMENT
February 24, 1995 - April 13, 2000
HBK FINANCE L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
