Philip J. Huckla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip Joseph Huckla, who also goes by Phil Huckla, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 1968. Philip had worked at 13 firms and has passed the Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 26, 2015 - March 22, 2024
INSTITUTIONAL SECURITIES CORPORATION
January 27, 2004 - May 26, 2015
RIDGEWAY & CONGER, INC.
June 1, 2001 - December 20, 2003
PEREGRINE FINANCIALS & SECURITIES, INC.
September 8, 1995 - June 26, 2001
D H BRUSH & ASSOCIATES, INC.
February 21, 1992 - May 30, 1995
REPUBLIC SECURITIES, INC.
January 29, 1991 - December 23, 1991
REPUBLIC SECURITIES, INC.
August 16, 1990 - January 4, 1991
A. G. EDWARDS & SONS, INC.
March 18, 1987 - March 31, 1987
LASALLE ST SECURITIES, L.L.C.
July 11, 1986 - August 23, 1990
HILBY WILSON INC.
April 25, 1986 - January 12, 1987
REFCO SECURITIES, LLC
November 12, 1975 - November 25, 1981
CONTISECURITIES, INC.
March 4, 1974 - February 27, 1975
BACHE & CO INCORPORATED
July 2, 1973 - September 5, 1975
DUPONT WALSTON, INCORPORATED
August 13, 1968 - July 2, 1973
DUPONT GLORE FORGAN INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/9/1968
Registered Representative ExaminationCurrent Firm
INSTITUTIONAL SECURITIES CORPORATION
CRD#: 20291 / SEC#: 801-36967, 8-38158
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
