Helmer W. Arizmendy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Helmer W Arizmendy was a registered financial professional .
Helmer is a previously registered financial professional and started their career in finance in 1995. Helmer had worked at 6 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2024 - November 7, 2024
ACTIVA CAPITAL
June 24, 2024 - May 1, 2025
STONEX INTERNATIONAL SECURITIES INC.
January 4, 2023 - January 12, 2024
STONEX INTERNATIONAL SECURITIES INC.
December 22, 2021 - January 2, 2023
AXCELUS FINANCIAL DISTRIBUTION COMPANY
July 24, 2019 - June 22, 2021
NORTHERN TRUST SECURITIES, INC.
January 4, 2016 - May 3, 2019
AXCELUS FINANCIAL DISTRIBUTION COMPANY
May 6, 2014 - December 31, 2015
INSIGHT SECURITIES, INC.
March 24, 1995 - August 11, 1997
UST FINANCIAL SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/24/2019
General Securities Representative ExaminationCurrent Firm
ACTIVA CAPITAL
CRD#: 307250 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 1,175,270 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
