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EB

Erik A. Bigalke

FAOC
Largo, FL 33770
Some features on this profile are disabled
CRD#: 2519873
EB

Professional summary


Erik Allan Bigalke is a registered financial advisor currently at FAOC, LLC located in Largo, Florida.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Erik has worked at 4 firms and has passed the Series 65, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Owner, Heavy Metal Hospital, established on January 1998, trades pop-culture collectibles, may received compensation, non-investment related, 5 hours a week, and during trading hours.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Erik Allan Bigalke's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 30, 2022 - Present

FAOC, LLC

Office #1: 801 West Bay Drive Suite 603, Largo, FL 33770
RIA
CRD#: 318158
Largo, FL
Past

May 26, 2004 - July 30, 2004

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
DULUTH, GA
Past

September 18, 2001 - August 12, 2005

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
PHILADELPHIA, PA
Past

September 1, 1994 - November 30, 1998

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

BD
CRD#: 332
SAN MATEO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(8/30/2022)
IAR
New York
(3/25/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 1/21/2022
Uniform Investment Adviser Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


FL
FAOC, LLC
FAOC, LLC | FINANCIAL ADVISOR ON CALL

CRD#: 318158 / SEC#: 801-129032

Florida
Registered Investment Advisory firm - (8/8/2022 Approved)
Georgia
Registered Investment Advisory firm - (7/3/2023 Approved)
Indiana
Registered Investment Advisory firm - (9/5/2023 Approved)
Iowa
Registered Investment Advisory firm - (8/7/2023 Approved)
Louisiana
Registered Investment Advisory firm - (2/27/2023 Approved)
Michigan
Registered Investment Advisory firm - (3/10/2023 Approved)
Nebraska
Registered Investment Advisory firm - (8/24/2023 Approved)
Nevada
Registered Investment Advisory firm - (4/20/2023 Approved)
New York
Registered Investment Advisory firm - (9/15/2023 Approved)
North Carolina
Registered Investment Advisory firm - (2/22/2023 Approved)
Ohio
Registered Investment Advisory firm - (2/21/2023 Approved)
Oregon
Registered Investment Advisory firm - (4/21/2023 Approved)
Pennsylvania
Registered Investment Advisory firm - (9/11/2023 Approved)
South Carolina
Registered Investment Advisory firm - (9/23/2023 Approved)
Tennessee
Registered Investment Advisory firm - (7/5/2023 Approved)
Texas
Registered Investment Advisory firm - (1/5/2024 Approved)
Wisconsin
Registered Investment Advisory firm - (8/22/2023 Approved)
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Contact information


Main Address
801 West Bay Drive Suite 603, Largo, FL 33770
Mailing Address
Phone number
(629) 333-3262
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FAOC, LLC

CRD#: 318158Largo, FL 33770

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