John J. Devine
Professional summary
John Joseph Devine is a registered financial professional currently at APEX CLEARING CORPORATION located in Dallas, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 9 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Devine's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 12, 2024 - Present
APEX CLEARING CORPORATION
Office #1: 350 N. St. Paul Street Suite 1300, Dallas, TX 75201October 17, 2024 - December 3, 2024
FIRST COMMAND BROKERAGE SERVICES, INC.
August 24, 2009 - November 22, 2023
NATIONAL FINANCIAL SERVICES LLC
April 12, 2006 - August 21, 2009
NATIONAL FINANCIAL SERVICES LLC
April 14, 2004 - March 2, 2006
NF CLEARING, INC.
July 11, 2002 - October 24, 2003
WORLDCO, L.L.C.
November 2, 1998 - March 19, 2002
BROWNCO, LLC
September 2, 1997 - October 7, 1998
FURTHER LANE SECURITIES, L.P.
September 27, 1996 - June 20, 1997
NEBRASKA HUDSON COMPANY, INC.
September 11, 1995 - August 2, 1996
DEUTSCHE IXE, LLC
November 4, 1994 - September 12, 1995
NEBRASKA HUDSON COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
APEX CLEARING CORPORATION
CRD#: 13071 / SEC#: , 8-23522
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APEX FINTECH SOLUTIONS INC. | SHAREHOLDER | |
| CAPUZZI, WILLIAM WALTER | CHIEF EXECUTIVE OFFICER | 4323894 |
| COUGHLIN, CONNOR DANIEL | CHIEF CUSTOMER OFFICER | 6665836 |
| DUCKWORTH, PAUL D | FINOP, PRINCIPAL FINANCIAL OFFICER | 3202937 |
| LOUIS-CHARLES, FRITZ | CHIEF OPERATIONS OFFICER (INCLUDES PRINCIPAL OPERATIONS OFFICER ROLE) | 3232698 |
| RAY, TERRY DAVID | CHIEF REVENUE OFFICER | 5295510 |
| TOURNEY, ROBERT ANDREW | CHIEF COMPLIANCE OFFICER | 6251742 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
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Company Information
APEX CLEARING CORPORATION
CRD#: 13071Dallas, TX 75201TRUST BUT VERIFY
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