Micheal M. Ono
Professional summary
Micheal Masaaki Ono is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in La Mirada, California and OSAIC WEALTH, INC. located in Rosemead, California.
Micheal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Micheal has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Micheal Masaaki Ono's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 22, 2023 - Present
NWF ADVISORY SERVICES INC
Office #1: 14752 Beach Blvd. #133, La Mirada, CA 90638June 22, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 8908 Mission Drive, Rosemead, CA 91770Office #2: 14752 Beach Boulevard Suite 133, La Mirada, CA 90638September 5, 2006 - July 5, 2023
LPL FINANCIAL LLC
September 1, 2006 - July 5, 2023
LPL FINANCIAL LLC
February 23, 2006 - September 8, 2006
WAMU INVESTMENTS, INC.
June 15, 1998 - September 8, 2006
WAMU INVESTMENTS, INC.
February 18, 1998 - June 12, 1998
R. H. YORK & COMPANY, INC.
December 3, 1997 - March 4, 1998
GLOBALINK SECURITIES, INC.
October 28, 1997 - December 1, 1997
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 14, 1997 - August 18, 1997
NEBRASKA HUDSON COMPANY, INC.
December 3, 1996 - May 12, 1997
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
August 18, 1994 - December 11, 1996
NATIONAL CLEARING CORP.
Primary Firm SEC Registration
NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/22/2023)
(6/22/2023)
(6/22/2023)
(6/22/2023)
(1/29/2025)
(6/22/2023)
(6/22/2023)
(6/22/2023)
(6/22/2023)
(7/13/2023)
Exams
Series 8
Date: 2/14/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
Contact information
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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