Micheal M. Ono

NWF ADVISORY SERVICES

La Mirada, CA 90638

Some features on this profile are disabled

CRD#: 2519655

Professional summary

Micheal Masaaki Ono is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in La Mirada, California and OSAIC WEALTH, INC. located in Rosemead, California.

Micheal is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Micheal has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 8 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 7/10/2017 - Edison Risk - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 06/01/2017 - 5 Hours Per Month/1 Hour During Securities Trading - Life insurance and fixed annuities. 2. 4/27/2018 - Micheal M Ono, CFP - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 9/6/2006 - 5 Hours Per Month/0 Hours During Trading. 3. ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Professional NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/24/2025 ADDRESS: 14752 Beach Blvd, Suite 133, La Mirada CA 90638 DESCRIPTION: I am a financial professional marketing myself under the DBA Artisan Capital Partners

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Micheal Masaaki Ono's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 22, 2023 - Present

NWF ADVISORY SERVICES INC

Office #1: 14752 Beach Blvd. #133, La Mirada, CA 90638

RIA

CRD#: 110410

La Mirada, CA

Current

June 22, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 8908 Mission Drive, Rosemead, CA 91770Office #2: 14752 Beach Boulevard Suite 133, La Mirada, CA 90638

RIA

CRD#: 23131

Rosemead, CA

Past

September 5, 2006 - July 5, 2023

LPL FINANCIAL LLC

CRD#: 6413

LA MIRADA, CA

Past

September 1, 2006 - July 5, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

LA MIRADA, CA

Past

February 23, 2006 - September 8, 2006

WAMU INVESTMENTS, INC.

RIA

CRD#: 599

LA MIRADA, CA

Past

June 15, 1998 - September 8, 2006

WAMU INVESTMENTS, INC.

CRD#: 599

LA MIRADA, CA

Past

February 18, 1998 - June 12, 1998

R. H. YORK & COMPANY, INC.

CRD#: 30099

COVINGTON, KY

Past

December 3, 1997 - March 4, 1998

GLOBALINK SECURITIES, INC.

CRD#: 29721

PASADENA, CA

Past

October 28, 1997 - December 1, 1997

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

ST. LOUIS, MO

Past

July 14, 1997 - August 18, 1997

NEBRASKA HUDSON COMPANY, INC.

CRD#: 27501

OMAHA, NE

Past

December 3, 1996 - May 12, 1997

MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.

CRD#: 18032

NEW YORK, NY

Past

August 18, 1994 - December 11, 1996

NATIONAL CLEARING CORP.

CRD#: 14343

SHERMAN OAKS, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(6/22/2023)

California
(6/22/2023)

IAR

California
(6/22/2023)

Idaho
(6/22/2023)

Illinois
(1/29/2025)

Nebraska
(6/22/2023)

Nevada
(6/22/2023)

Oregon
(6/22/2023)

Texas
(6/22/2023)

Washington
(7/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/6/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/19/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/4/2006

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 2/14/1997

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 4

Date: 1/17/1997

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

NWF ADVISORY SERVICES INC

AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC

CRD#: 110410 / SEC#: 801-55681

RIA

Registered Investment Advisory firm - (6/30/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064

Mailing Address

Phone number

(310) 475-5854

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NWF ADV PART 2 A 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	11,979
AUM (Assets Under Management)	$ 3,824,876,751

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Kenneth Hickman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brea, CA

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Micheal M. Ono

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Micheal Masaaki Ono's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WAMU INVESTMENTS, INC.

WAMU INVESTMENTS, INC.

R. H. YORK & COMPANY, INC.

GLOBALINK SECURITIES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

NEBRASKA HUDSON COMPANY, INC.

MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.

NATIONAL CLEARING CORP.

Primary Firm SEC Registration

NWF ADVISORY SERVICES INC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/6/1997

Series 63

Date: 8/19/1994

SIE

Date: 10/1/2018

Series 7

Date: 8/17/1994

Series 24

Date: 10/4/2006

Series 8

Date: 2/14/1997

Series 4

Date: 1/17/1997

FINRA

Current Firm

NWF ADVISORY SERVICES INC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NWF ADVISORY SERVICES INC

TRUST BUT VERIFY

Contact information

Similar Advisors