Robert C. Lotito

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CRD#: 2519599

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Carmine Lotito, who also goes by Rob Lotito, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 7 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rob Lotito

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 17, 2017 - August 11, 2021

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

Marlborough, NH

Past

August 3, 2016 - December 31, 2016

CREATIVEONE SECURITIES, LLC

RIA

CRD#: 152974

Marlborough, NH

Past

January 25, 2013 - June 17, 2015

GRADIENT ADVISORS, LLC

RIA

CRD#: 152665

MARLBOROUGH, NH

Past

March 7, 2012 - December 31, 2012

TALON FINANCIAL GROUP, LLC

RIA

CRD#: 159365

KEENE, NH

Past

October 25, 2002 - November 13, 2002

USALLIANZ SECURITIES, INC.

RIA

CRD#: 40875

RED BANK, NJ

Past

December 14, 2000 - November 13, 2002

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

May 15, 2000 - December 19, 2000

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

September 5, 1997 - April 13, 2000

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CREATIVEONE WEALTH, LLC

CRD#: 281213 / SEC#: 801-106677

RIA

Registered Investment Advisory firm - (9/25/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/23/2011

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 9/3/1997

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CREATIVEONE WEALTH, LLC

CRD#: 281213 / SEC#: 801-106677

RIA

Registered Investment Advisory firm - (9/25/2015 Approved)

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Contact information

Main Address

6330 Sprint Pkwy Suite 400, Overland Park, KS 66211

Mailing Address

Phone number

(913) 402-7897

Established

Firm type

Fiscal year end

# of Employees

217

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CREATIVEONE WEALTH ADV PART 2A 03.31.2025 (4/15/2025)

Regulatory assets under management

Total Number of Accounts	29,437
AUM (Assets Under Management)	$ 4,828,907,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert C. Lotito

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CREATIVEONE SECURITIES, LLC

GRADIENT ADVISORS, LLC

TALON FINANCIAL GROUP, LLC

USALLIANZ SECURITIES, INC.

USALLIANZ SECURITIES, INC.

1ST GLOBAL CAPITAL CORP.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

CREATIVEONE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/23/2011

Series 6

Date: 9/3/1997

Current Firm

CREATIVEONE WEALTH, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CREATIVEONE WEALTH, LLC

TRUST BUT VERIFY

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