Michael A. Lodispoto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Lodispoto, who also goes by Michael Anthony, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2001 - February 20, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
December 20, 2000 - January 2, 2001
GLOBAL CAPITAL MARKETS, LLC
November 28, 2000 - December 20, 2000
GLENN MICHAEL FINANCIAL, INC.
September 17, 1998 - November 20, 2000
TAYLOR STUART FINANCIAL, INC.
July 30, 1998 - September 9, 1998
SEABOARD SECURITIES, INC.
December 10, 1997 - June 12, 1998
INSTITUTIONAL EQUITY CORPORATION
November 6, 1997 - December 16, 1997
WINCHESTER INVESTMENT SECURITIES, INC.
May 20, 1997 - June 10, 1997
MORGAN, TAYLOR & ASSOCIATES, INC.
October 21, 1996 - May 1, 1997
FOSTER JEFFRIES SECURITIES, LLC
March 21, 1996 - April 10, 1996
MATRIX SECURITIES CORPORATION
August 22, 1995 - April 18, 1996
LANDMARK INTERNATIONAL EQUITIES
December 5, 1994 - August 9, 1995
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL CAPITAL SECURITIES CORPORATION
CRD#: 16184 / SEC#: , 8-33481
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 31 |
Red Flags
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