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Michael Anthony Lodispoto

CRD# 2519571·Registered 1994 - 2001
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Anthony Lodispoto, who also goes by Michael Anthony, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1994 - 2001. Michael had worked at 12 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Anthony

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

GLOBAL CAPITAL SECURITIES CORPORATION·CRD# 16184
BD
Englewood, CO
January 2, 2001 - February 20, 2001
GLOBAL CAPITAL MARKETS, LLC·CRD# 16191
BD
Melville, NY
December 20, 2000 - January 2, 2001
GLENN MICHAEL FINANCIAL, INC.·CRD# 37912
BD
Melville, NY
November 28, 2000 - December 20, 2000
TAYLOR STUART FINANCIAL, INC.·CRD# 39025
BD
Great Neck, NY
September 17, 1998 - November 20, 2000
SEABOARD SECURITIES, INC.·CRD# 755
BD
Florham Park, NJ
July 30, 1998 - September 9, 1998
INSTITUTIONAL EQUITY CORPORATION·CRD# 19628
BD
Dallas, TX
December 10, 1997 - June 12, 1998
WINCHESTER INVESTMENT SECURITIES, INC.·CRD# 28543
BD
Overland Park, KS
November 6, 1997 - December 16, 1997
MORGAN, TAYLOR & ASSOCIATES, INC.·CRD# 37447
BD
Mineola, NY
May 20, 1997 - June 10, 1997
FOSTER JEFFRIES SECURITIES, LLC·CRD# 30144
BD
Westbury, NY
October 21, 1996 - May 1, 1997
MATRIX SECURITIES CORPORATION·CRD# 30991
BD
Garden City, NY
March 21, 1996 - April 10, 1996
LANDMARK INTERNATIONAL EQUITIES·CRD# 25098
BD
Westbury, NY
August 22, 1995 - April 18, 1996
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
December 5, 1994 - August 9, 1995

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Current Firm

GC
GLOBAL CAPITAL SECURITIES CORPORATION

CHERRY CREEK INVESTMENTS, LTD. | GLOBAL CAPITAL SECURITIES CORPORATION | EBI SECURITIES CORPORATION | COHIG & ASSOCIATES, INC.

CRD#: 16184 / SEC#: 8-33481
BD
Terminated by SEC on 04/25/2002

Contact Information

Established

Colorado since 01/22/1985

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
GLOBAL CAPITAL PARTNERSSHAREHOLDER—

Disclosures

Regulatory Event

7

Arbitration

31

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Dec 1994About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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