RM
Ronny K. Mark
CHICAGO INVESTMENT ADVISORY COUNCIL
St. Charles, IL 60174
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CRD#: 2519500
RM
Professional summary
Ronny K Mark, who also goes by Ronald K Mark, Ronald Mark, is a registered financial advisor currently at CHICAGO INVESTMENT ADVISORY COUNCIL, INC. located in St. Charles, Illinois.
Ronny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Ronny has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 22 and Series 3 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ronald K Mark | Ronald Mark
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Price Futures Group
It is investment related
141 W. Jackson Blvd., Ste. 1340A, Chicago IL 60604
The nature of the other business - Hedging
Your position? President
Title? President
Relationship with the other business? President
The start date of your relationship? July 1993
The approximate number of hours/month you devote to the other business? 700 hours
The number of hours you devote to the other business during securities trading hours? 700 hours
Briefly describe your duties relating to the other business:
Oversee all hedging activities
BUSINESS NAMECHICAGO INVESTMENT ADVISORY COUNCIL, INC.
BUSINESS ADDRESS1601 E MAIN ST. STE. 1C ST. CHARLES, IL 60174
INVESTMENT RELATED?NO
NATURE OF THE BUSINESSRETIREMENT PLANNING, ESTATE PLANNING, LIFE INSURANCE, ANNUITIES
TITLE INSURANCE SERVICES REP
START 2/1/2015
HOURS / MONTH8 HOURS/ MONTH
HOURS DURING TRADING HOURSZERO
DESCRIPTION OF DUTIESREFER FRIENDS AND FAMILY TO VARIOUS LIFE INSURANCE PRODUCTS AVAILABLE TO THEM.
PRICE FUTURES GROUP
PRICE FUTURES GROUP
NOT INVESTMENT RELATED
RISK MANAGER
SINCE JANUARY 2012
160 HOURS / MONTH 8 HOURS DURING TRADING
MONITORING CLIENT TRADING AND POSITIONS
CRS (Client Relationship Summary) - RIA
Click below to view Ronny K Mark's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 15, 2016 - Present
CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
Office #1: 1601 E. Main Street Suite 1c, St. Charles, IL 60174RIA
CRD#: 123243
St. Charles, IL
Past
February 3, 2014 - October 19, 2016
UHLMANN INVESTMENT MANAGEMENT, L.L.C.
RIA
CRD#: 118025
CHICAGO, IL
Past
January 7, 2014 - September 28, 2016
UHLMANN PRICE SECURITIES, LLC
BD
CRD#: 42854
SKOKIE, IL
Past
February 1, 2013 - March 31, 2017
PERPETUAL WEALTH CAPITAL MANAGEMENT, LLC
RIA
CRD#: 158548
MERRILLVILLE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
CRD#: 123243 / SEC#: 801-120969
RIA
Registered Investment Advisory firm - (4/26/2021 Approved)Illinois
Registered Investment Advisory firm - (6/21/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(10/15/2016)
IAR
Michigan(2/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
CHICAGO INVESTMENT ADVISORY COUNCIL, INC.
CRD#: 123243 / SEC#: 801-120969
RIA
Registered Investment Advisory firm - (4/26/2021 Approved)Illinois
Registered Investment Advisory firm - (6/21/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1601 E. Main Street Suite 1c, St. Charles, IL 60174
Mailing Address
Phone number
(630) 444-1410
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,600 |
| AUM (Assets Under Management) | $ 190,000,000 |
Red Flags
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