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EE

Ezenwa M. Ekenyere

Some features on this profile are disabled
CRD#: 2519438
EE

Professional summary

Ezenwa Myke Ekenyere was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Ezenwa is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, Ezenwa had worked at 5 firms, which includes EURO-ATLANTIC SECURITIES INC., LT LAWRENCE & CO. INC., GRUNTAL & CO. L.L.C., BARINGTON CAPITAL GROUP L.P., M. RIMSON & CO. INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ezenwa Ekenyere

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

August 8, 1996 - July 11, 1997

EURO-ATLANTIC SECURITIES INC.

BD
CRD#: 21367
BOCA RATON, FL
Past

March 13, 1995 - February 14, 1996

LT LAWRENCE & CO., INC.

BD
CRD#: 31956
NEW YORK, NY
Past

December 12, 1994 - March 7, 1995

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

October 10, 1994 - November 17, 1994

BARINGTON CAPITAL GROUP, L.P.

BD
CRD#: 29383
NEW YORK, NY
Past

August 19, 1994 - November 28, 1994

M. RIMSON & CO., INC.

BD
CRD#: 5250
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/19/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/18/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/18/1996
General Securities Principal Examination

Current Firm

ES
EURO-ATLANTIC SECURITIES INC.
BMT, INC. | EURO-ATLANTIC SECURITIES INC. | BREEN & MARONEY, INC.

CRD#: 21367 / SEC#: , 8-38870

BD
Revoked by SEC on 01/24/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
Florida since 10/12/1987
Firm type
Corporation
Fiscal year end
June
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EURO-ATLANTIC SECURITIES INC.

CRD#: 21367

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