Gary A. Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Arthur Lee, who also goes by Gary A Lee, was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1994. Gary had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2011 - March 14, 2019
CHANDLEE INVESTMENT MANAGEMENT
March 19, 2007 - August 22, 2011
CHANDLEE INVESTMENT MANAGEMENT
August 2, 2005 - November 8, 2006
VOYA FINANCIAL ADVISORS, INC.
June 8, 2005 - November 8, 2006
VOYA FINANCIAL ADVISORS, INC.
January 24, 2001 - January 18, 2005
WELLS FARGO CLEARING SERVICES, LLC
September 18, 2000 - January 18, 2005
WELLS FARGO CLEARING SERVICES, LLC
November 23, 1998 - September 20, 2000
PRUDENTIAL EQUITY GROUP, LLC
September 8, 1998 - December 4, 1998
UBS FINANCIAL SERVICES INC.
August 31, 1994 - September 11, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHANDLEE INVESTMENT MANAGEMENT
CRD#: 142757 / SEC#:
Contact information
Red Flags
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