David G. Settelmyer

LATITUDE ADVISORS

SCHAUMBURG, IL 60173

Some features on this profile are disabled

CRD#: 2519384

Professional summary

David Glenn Settelmyer, CFP® is a registered financial advisor currently at LATITUDE ADVISORS, LLC located in Schaumburg, Illinois and GWN SECURITIES INC. located in Schaumburg, Illinois.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. David has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

09/2001 TO PRESENT - SETTELMYER FINANCIAL, 38W 194 PINE ROAD, ST. CHARLES, IL 60175; TITLE-INSURANCE AGENT; DUTIES-LIFE,HEALTH, LTC & ANNUITY INSURANCE SALES; TIME SPENT - 20%; COMPENSATED BY COMMISSIONS. LATITUDE ADVIOSRS, LLC POSITION: Financial Professional NATURE: Financial Services INVESTMENT RELATED: Is Investment Related ADDRESS: 1821 Walden Office Square, 400, Schaumburg, IL, 60173, United States, START DATE: 2009-10-19, HOURS PER MONTH: 160 hours per month, SECURIITES TRADING HOURS: 160 hours per month during trading hours, COMPENSATION: Commission Compensation, DESCRIPTION: DBA related to Investment Sales

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Glenn Settelmyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Current

November 23, 2009 - Present

LATITUDE ADVISORS, LLC

Office #1: 1821 Walden Office Square Suite 400, Schaumburg, IL 60173

RIA

CRD#: 151001

SCHAUMBURG, IL

Current

November 23, 2009 - Present

GWN SECURITIES INC.

Office #1: 1821 Walden Office Sq St 400, Schaumburg, IL 60173

RIA

CRD#: 128929

Schaumburg, IL

Past

February 26, 2007 - December 1, 2009

MEDALLION ADVISORY SERVICES, LLC

RIA

CRD#: 113788

ST. CHARLES, IL

Past

February 26, 2007 - December 1, 2009

MEDALLION INVESTMENT SERVICES, INC.

CRD#: 45314

ST. CHARLES, IL

Past

October 14, 2003 - February 27, 2007

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

ST. CHARLES, IL

Past

October 13, 2003 - February 27, 2007

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

ST. CHARLES, IL

Past

June 26, 2002 - October 10, 2003

NEXT FINANCIAL GROUP, INC.

RIA

CRD#: 46214

LISLE, IL

Past

October 9, 2001 - October 10, 2003

NEXT FINANCIAL GROUP, INC.

CRD#: 46214

HOUSTON, TX

Past

December 22, 2000 - September 21, 2001

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

August 7, 1994 - October 27, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/22/2023)

Illinois
(11/23/2009)

IAR

Illinois
(11/23/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/28/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/4/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/24/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/27/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/18/2000

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

LATITUDE ADVISORS, LLC

BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC

CRD#: 151001 / SEC#: 801-70420

RIA

Registered Investment Advisory firm - (7/16/2009 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Yorkville, IL

Mailing Address

Phone number

(630) 553-3730

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LATITUDE ADVISORS, LLC ADV BROCHURE (11/5/2025)

Regulatory assets under management

Total Number of Accounts	2,305
AUM (Assets Under Management)	$ 379,516,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Basile

COUNTRY CAPITAL MANAGEMENT COMPANY

Chicago, IL

James Flanagan

INDEPENDENT FINANCIAL GROUP, LLC

IAR

Downers Grove, IL

Justin Dagostino

VERTEX PARTNERS

IAR

Downers Grove, IL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David G. Settelmyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Glenn Settelmyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

GWN SECURITIES INC.

MEDALLION ADVISORY SERVICES, LLC

MEDALLION INVESTMENT SERVICES, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

NEXT FINANCIAL GROUP, INC.

MONY SECURITIES CORPORATION

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

LATITUDE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/28/2000

Series 63

Date: 8/4/1994

SIE

Date: 10/1/2018

Series 7

Date: 2/24/2000

Series 6

Date: 7/27/1994

Series 26

Date: 5/18/2000

FINRA

Current Firm

LATITUDE ADVISORS, LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LATITUDE ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors