Mortimer G. Huber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mortimer George Huber was a registered financial professional .
Mortimer is a previously registered financial professional and started their career in finance in 1966. Mortimer had worked at 6 firms and has passed the Series 65, Series 63, Series 5, PC, Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2009 - January 3, 2012
GNV ADVISORS, LLC
January 5, 2005 - December 31, 2008
UHLMANN PRICE SECURITIES, LLC
January 30, 2003 - July 21, 2017
GENEVA ADVISORS, LLC
May 25, 1982 - January 21, 2003
WILLIAM BLAIR
July 20, 1978 - January 30, 1982
WILLIAM BLAIR
December 24, 1974 - August 15, 1978
BECKER SECURITIES INCORPORATED
December 13, 1966 - November 25, 1975
A G BECKER & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/22/1981
Interest Rate Options ExaminationPC
Date: 6/3/1977
AMEX Put and Call ExamSeries 1
Date: 12/7/1966
Registered Representative ExaminationSeries 40
Date: 11/17/1971
Registered Principal ExaminationCurrent Firm
GNV ADVISORS, LLC
CRD#: 147286 / SEC#: , 8-67894
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
