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Seth L. Blumenthal

Some features on this profile are disabled
CRD#: 2519332
SB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Seth Lawrence Blumenthal was a registered financial professional .

Seth is a previously registered financial professional and started their career in finance in 1994. Seth had worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 16, 2018 - January 30, 2025

ALLIED MILLENNIAL PARTNERS, LLC

BD
CRD#: 16569
NEW YORK, NY
Past

February 24, 2012 - August 19, 2016

BISHOP, ROSEN & CO., INC.

BD
CRD#: 1248
NEW YORK, NY
Past

September 21, 2011 - March 2, 2012

OPPENHEIMER & CO. INC.

RIA
CRD#: 249
NEW YORK, NY
Past

June 10, 2008 - March 2, 2012

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

September 6, 2007 - June 4, 2008

LEGEND SECURITIES, INC.

BD
CRD#: 44952
NEW YORK, NY
Past

April 28, 2004 - September 10, 2007

WESTROCK ADVISORS, INC.

BD
CRD#: 114338
NEW YORK, NY
Past

March 25, 2002 - April 30, 2004

MONARCH CAPITAL GROUP, LLC

BD
CRD#: 47815
NEW YORK, NY
Past

January 2, 2002 - March 25, 2002

OPPENHEIMER & CO. INC.

BD
CRD#: 249
NEW YORK, NY
Past

April 26, 1999 - January 2, 2002

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

April 15, 1998 - May 7, 1999

BARINGTON CAPITAL GROUP, L.P.

BD
CRD#: 29383
NEW YORK, NY
Past

July 24, 1995 - April 14, 1998

D. H. BLAIR & CO., INC.

BD
CRD#: 6833
NEW YORK, NY
Past

August 18, 1994 - July 11, 1995

FIRST INSTITUTIONAL SECURITIES, L.L.C.

BD
CRD#: 23910
WEST PATERSON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/17/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/25/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/17/1994
General Securities Representative Examination

Current Firm

AM
ALLIED MILLENNIAL PARTNERS, LLC
ALLIED MILLENNIAL PARTNERS, LLC | LANGDON, SHAW & BREWER SECURITIES, INC. | LANGDON SHAW SECURITIES, INC. | LANGDON & SHAW SECURITIES, INC. | INDIANA SECURITIES, INC. | EJ STERLING STRATEGIC WEALTH MANAGEMENT | EJ STERLING INC | E.J. STERLING, LLC

CRD#: 16569 / SEC#: , 8-34176

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
Three World Financial Center 200 Vesey Street 24th Fl, New York, NY 10281
Mailing Address
Three World Financial Center 200 Vesey Street 24th Fl, New York, NY 10281
Phone number
(646) 532-2400
Established
New York since 09/09/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JPED HOLDINGS LLCHOLDING COMPANY
ABBRUZZESE, EMILY COPELANDFINANCIAL AND OPERATIONS PRINCIPAL4606343
JOHNSON, KAY ALISONCHIEF COMPLIANCE OFFICER1583193
PARMIGIANI, JOHNCEO, PRESIDENT AS OF 11/20152800410

Disclosures

Regulatory Event5
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLIED MILLENNIAL PARTNERS, LLC

CRD#: 16569

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