Harriet P. Higgins
Professional summary
Harriet Pratt Higgins is a registered financial advisor currently at MAYFLOWER CAPITAL located in Cortland, New York.
Harriet is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Harriet has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Harriet Pratt Higgins's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2022 - Present
MAYFLOWER CAPITAL
October 16, 2013 - August 21, 2014
FAS WEALTH PARTNERS, INC.
October 7, 2013 - August 21, 2014
FAS CORP.
January 12, 2011 - October 3, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
January 12, 2011 - October 3, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
June 1, 2009 - February 9, 2011
MORGAN STANLEY
June 1, 2009 - February 9, 2011
MORGAN STANLEY
December 8, 2005 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
May 14, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
September 22, 2003 - May 17, 2004
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 17, 2002 - October 22, 2002
WINSLOW, EVANS & CROCKER, INC.
April 24, 2000 - January 2, 2001
ALYSSA LLC
July 22, 1994 - January 11, 1999
TCW FUNDS DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/19/2022)
Exams
Current Firm
MAYFLOWER CAPITAL
CRD#: 170500 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 14,348,227 |
Red Flags
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