Thomas P. Kenney
Professional summary
Thomas Patrick Kenney is a registered financial advisor currently at VOYA RETIREMENT ADVISORS, LLC located in Hyde Park, Massachusetts and VOYA FINANCIAL PARTNERS, LLC located in Windsor, Connecticut.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Thomas has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Patrick Kenney's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 24, 2018 - Present
VOYA RETIREMENT ADVISORS, LLC
Office #2: One Orange Way, Windsor, CT 06095May 21, 2018 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: One Orange Way, Windsor, CT 06095May 21, 2018 - July 12, 2023
VOYA FINANCIAL PARTNERS, LLC
March 28, 2016 - May 22, 2018
VOYA FINANCIAL ADVISORS, INC.
January 19, 2016 - May 22, 2018
VOYA FINANCIAL ADVISORS, INC.
September 3, 2008 - January 25, 2016
VOYA RETIREMENT ADVISORS, LLC
January 24, 2002 - January 25, 2016
VOYA RETIREMENT ADVISORS, LLC
September 18, 2000 - December 31, 2001
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
March 22, 1995 - August 11, 2000
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
VOYA RETIREMENT ADVISORS, LLC
CRD#: 3989 / SEC#: 801-57963, 8-14495
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/21/2018)
(5/22/2018)
(9/24/2018)
Exams
FINRA
Current Firm
VOYA RETIREMENT ADVISORS, LLC
CRD#: 3989 / SEC#: 801-57963, 8-14495
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,160 |
| AUM (Assets Under Management) | $ 30,885,140,490 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/18/2024 | ||
| 01/26/2024 | ||
| 01/27/2023 |
Red Flags
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