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JW

John L. Wentzell

ASTOR RIDGE N.A. LLP
Rumson, NJ 07760
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CRD#: 2519139
JW

Professional summary


John Lawrence Wentzell, who also goes by John Lawrence Wentzeu, is a registered financial professional currently at ASTOR RIDGE N.A. LLP located in Rumson, New Jersey.

John is registered as a RR (Registered Representative) and started their career in finance in 1994. John has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 3, Series 17, Series 55, Series 24 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


John Lawrence Wentzeu

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view John Lawrence Wentzell's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 12, 2016 - Present

ASTOR RIDGE N.A. LLP

Office #1: 60 Rumson Road, Rumson, NJ 07760
BD
CRD#: 282626
Rumson, NJ
Past

February 8, 2006 - April 2, 2009

MF GLOBAL INC.

BD
CRD#: 6731
LONDON,
Past

June 14, 2002 - January 6, 2004

NEWEDGE USA, LLC

BD
CRD#: 36118
CHICAGO, IL
Past

January 27, 1999 - June 23, 2000

SCHONFELD SECURITIES, LLC

BD
CRD#: 23304
JERICHO, NY
Past

August 5, 1994 - December 15, 1994

MF GLOBAL INC.

BD
CRD#: 6731
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(8/25/2025)
RR
New York
(3/2/2020)

Exams


State Security Law Exam
RR
Series 63
Date: 3/2/2020
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/28/1994
Uniform Investment Adviser Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 17
Date: 2/7/2006
Limited Registered Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 3/16/1999
Limited Representative-Equity Trader Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/16/1994
General Securities Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AR
ASTOR RIDGE N.A. LLP
ASTOR RIDGE N.A. LLP

CRD#: 282626 / SEC#: , 8-69728

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
60 Rumson Road, Rumson, NJ 07760
Mailing Address
60 Rumson Road, Rumson, NJ 07760
Phone number
(212) 729-8387
Established
Firm type
Partnership
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
ASTOR RIDGE LLPGENERAL PARTNER
BRIGHTON, CHRISTOPHER SLIMITED PARTNER / CCO1966750
GRAY, JOHN CLARKECFO / FINOP1367440
LOCKARD, JAMES CHARLESLIMITED PARTNER1580517
WENTZELL, JOHN LAWRENCELIMITED PARTNER2519139

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ASTOR RIDGE N.A. LLP

CRD#: 282626Rumson, NJ 07760

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