Jeff Y. Lee
Professional summary
Jeff Yim-yu Lee, who also goes by Jeff Y Lee, Jeff Yimyu Lee, Yimyu Lee, is a registered financial professional currently at YOSEMITE EXECUTION PARTNERS INC. located in Lafayette, California.
Jeff is registered as a RR (Registered Representative) and started their career in finance in 1995. Jeff has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeff Yim-yu Lee's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 21, 2015 - Present
YOSEMITE EXECUTION PARTNERS INC.
Office #1: 409 Read Dr., Lafayette, CA 94549February 19, 2015 - September 16, 2015
YORK STOCKBROKERS, INC.
June 4, 1999 - March 7, 2000
OPPENHEIMER & CO. INC.
July 18, 1997 - January 27, 1999
NIKKO ALTERNATIVE ASSET MANAGEMENT, INC.
August 1, 1996 - May 14, 1997
UBS SECURITIES LLC
January 21, 1995 - July 15, 1996
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/21/2015)
(10/21/2015)
(10/21/2015)
Exams
FINRA
Current Firm
YOSEMITE EXECUTION PARTNERS INC.
CRD#: 165587 / SEC#: , 8-69173
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
YOSEMITE EXECUTION PARTNERS INC.
CRD#: 165587Lafayette, CA 94549TRUST BUT VERIFY
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