Scott A. Goswami
Professional summary
Scott Achal Goswami, who also goes by Achal R Goswami, Scott A Goswami, Scott Goswami, is a registered financial advisor currently at ARCHSTONE CAPITAL ADVISORS located in Summit, New Jersey.
Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Scott has worked at 4 firms and has passed the Series 63, SIE, Series 99 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Scott Achal Goswami's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2025 - Present
ARCHSTONE CAPITAL ADVISORS
June 19, 2012 - July 7, 2021
RBC CAPITAL MARKETS, LLC
August 27, 1997 - December 9, 1997
BNP PARIBAS SECURITIES CORP.
October 17, 1994 - August 16, 1996
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/5/2025)
(1/22/2026)
Exams
Current Firm
ARCHSTONE CAPITAL ADVISORS
CRD#: 337935 / SEC#:
Contact information
Red Flags
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