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SF

Scott J. Freeze

AVENTURA SECURITIES
Boca Raton, FL 33431
Some features on this profile are disabled
CRD#: 2518935
SF

Professional summary

Scott Jonathan Freeze is a registered financial professional currently at AVENTURA SECURITIES, LLC located in Boca Raton, Florida.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1995. Scott has worked at 16 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 53, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Jonathan Freeze's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 28, 2025 - Present

AVENTURA SECURITIES, LLC

Office #1: 5550 Glades Road Suite 535, Boca Raton, FL 33431Office #2: 2600 Philmont Ave, Huntingdon Valley, PA 19006
BD
CRD#: 142374
Boca Raton, FL
Past

August 2, 2022 - March 3, 2025

INTERNATIONAL ASSETS ADVISORY, LLC

BD
CRD#: 10645
HUNTINGDON VALLEY, PA
Past

March 21, 2014 - July 29, 2022

PRECISION SECURITIES, LLC

BD
CRD#: 103976
HUNTINGDON VALLEY, PA
Past

January 28, 2011 - April 14, 2014

GWM GROUP, INC.

BD
CRD#: 42844
HUNTINGDON VALLEY, PA
Past

December 1, 2009 - January 24, 2011

EMERGING GROWTH EQUITIES, LTD.

BD
CRD#: 47040
KING OF PRUSSIA, PA
Past

August 11, 2008 - November 16, 2009

BOENNING & SCATTERGOOD, INC.

BD
CRD#: 100
WEST CONSHOHOCKEN, PA
Past

August 31, 2005 - July 9, 2008

MILLER TABAK + CO., LLC

BD
CRD#: 47293
NEW YORK, NY
Past

September 25, 2003 - July 29, 2005

KNIGHT CAPITAL AMERICAS, L.P.

BD
CRD#: 38599
JERSEY CITY, NJ
Past

July 10, 2003 - August 26, 2003

NEWOAK CAPITAL MARKETS LLC

BD
CRD#: 104063
NEW YORK, NY
Past

January 24, 2003 - May 9, 2003

VIE SECURITIES, LLC

BD
CRD#: 47786
NEW YORK, NY
Past

August 6, 2002 - May 9, 2003

VIE INSTITUTIONAL SERVICES, INC.

BD
CRD#: 47437
PHILADELPHIA, PA
Past

May 14, 2001 - July 31, 2001

VILLANOVA SECURITIES LLC

BD
CRD#: 107333
CONSHOHOCKEN, PA
Past

February 16, 2000 - November 15, 2000

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

January 15, 1997 - January 18, 2000

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
MALVERN, PA
Past

January 18, 1996 - January 7, 1997

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

October 2, 1995 - November 28, 1995

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/7/2025)
RR
New York
(3/9/2025)
RR
Pennsylvania
(3/3/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 2/16/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 8/15/2007
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 3/6/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/29/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/7/2001
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/26/1999
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/30/1998
Registered Options Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
AVENTURA SECURITIES, LLC
AVENTURA SECURITIES, LLC

CRD#: 142374 / SEC#: , 8-67458

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
5550 Glades Road Suite 535, Boca Raton, FL 33431
Mailing Address
5550 Glades Road Suite 535, Boca Raton, FL 33431
Phone number
(305) 466-0467
Established
Florida since 08/10/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AVENTURA HOLDINGS, LLCOWNER
CAUCEGLIA, DANIEL THOMASCEO,CCO,CIO, CFO1490736
DEVITO, ROBERT MICHAELFINOP/MUNI PRINCIPAL4313445
MOY, TIMOTHY BRIANOPTIONS PRINCIPAL5281548

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AVENTURA SECURITIES, LLC

CRD#: 142374Boca Raton, FL 33431

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