Scott Jonathan Freeze
Professional Summary
Scott Jonathan Freeze is a registered financial advisor currently at AVENTURA SECURITIES, LLC located in Boca Raton, Florida. Scott is registered as a RR (Registered Representative) and started their career in finance in 1995. Scott has worked at 16 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 53, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
31 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AVENTURA SECURITIES, LLC
Contact Information
Main Address
5550 Glades Road Suite 535, Boca Raton, FL 33431Mailing Address
5550 Glades Road Suite 535, Boca Raton, FL 33431Phone Number
(305) 466-0467Established
Florida since 08/10/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (25 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/7/2025)
(3/9/2025)
(3/3/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Scott Jonathan Freeze's CRS (Customer Relationship Summary).
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