Jonathan E. Perelman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Eric Perelman was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1994. Jonathan had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 13, 2017 - August 7, 2018
KESTRA ADVISORY SERVICES, LLC
February 6, 2017 - August 7, 2018
KESTRA INVESTMENT SERVICES, LLC
September 17, 2013 - February 18, 2015
SUMMIT FINANCIAL RESOURCES INC
September 17, 2013 - February 18, 2015
SUMMIT EQUITIES, INC.
September 13, 2013 - February 18, 2015
SUMMIT EQUITIES, INC.
April 30, 2012 - February 2, 2017
IMPACT ADVISORY SERVICES, LLC
May 13, 2010 - August 5, 2013
GENEOS WEALTH MANAGEMENT, INC.
May 13, 2010 - August 5, 2013
GENEOS WEALTH MANAGEMENT, INC.
April 28, 2006 - May 17, 2010
KESTRA INVESTMENT SERVICES, LLC
April 28, 2006 - May 17, 2010
KESTRA INVESTMENT SERVICES, LLC
May 2, 2002 - February 3, 2006
LEGG MASON WOOD WALKER, INCORPORATED
September 15, 2001 - February 3, 2006
LEGG MASON WOOD WALKER, INCORPORATED
January 7, 2000 - September 15, 2001
HOWARD WEIL INCORPORATED
September 6, 1994 - December 31, 1999
AVANTAX INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
