Evan M. Morgan

ROSENBLATT SECURITIES

New York, NY 10005

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CRD#: 2518883

Professional summary

Evan Matthew Morgan is a registered financial professional currently at ROSENBLATT SECURITIES INC. located in New York, New York.

Evan is registered as a RR (Registered Representative) and started their career in finance in 1994. Evan has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Evan Matthew Morgan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2015 - Present

ROSENBLATT SECURITIES INC.

Office #1: 40 Wall Street 59th Floor, New York, NY 10005

CRD#: 18377

New York, NY

Past

February 6, 2013 - May 13, 2015

ZELMAN PARTNERS, LLC

CRD#: 145187

BAY VILLAGE, OH

Past

August 31, 2007 - January 18, 2013

WEDGE SECURITIES, LLC

CRD#: 126776

NEW YORK, NY

Past

July 10, 2002 - August 9, 2007

FTN EQUITY CAPITAL MARKETS CORP.

CRD#: 119625

CLEVELAND, OH

Past

January 2, 2001 - October 21, 2002

FHN FINANCIAL SECURITIES CORP.

CRD#: 46346

MEMPHIS, TN

Past

July 5, 1996 - January 2, 2001

FIFTH THIRD/MAXUS SECURITIES INC

CRD#: 6790

CLEVELAND, OH

Past

September 6, 1994 - March 25, 1996

ROULSTON RESEARCH CORP.

CRD#: 3235

CLEVELAND, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/18/2015)

Colorado
(5/18/2015)

Connecticut
(5/18/2015)

Florida
(12/10/2024)

Maryland
(12/10/2024)

New York
(5/18/2015)

Ohio
(5/18/2015)

Exams

State Security Law Exam

Series 63

Date: 8/28/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/2/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/8/1999

General Securities Principal Examination

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

ROSENBLATT SECURITIES INC.

RICHARD A. ROSENBLATT & COMPANY, INC. | ROSENBLATT SECURITIES INC.

CRD#: 18377 / SEC#: , 8-24255

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

40 Wall Street 59th Floor, New York, NY 10005

Mailing Address

40 Wall Street 59th Floor, New York, NY 10005

Phone number

(212) 607-3100

Established

New York since 08/29/1979

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (15 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
GAWRONSKI, JOSEPH CHARLES JR	PRESIDENT, CHIEF FINANCIAL OFFICER, CHIEF OPERATING OFFICER, DIRECTOR	2946954
ROSENBLATT, RICHARD ALLAN	CHAIRMAN RETIRED	1557345
FRAIN, JOURDAN BLAKE	COO	5745300
RONEY, CHARLES PATRICK	CHIEF COMPLIANCE OFFICER	1978773

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Evan M. Morgan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Evan Matthew Morgan's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZELMAN PARTNERS, LLC

WEDGE SECURITIES, LLC

FTN EQUITY CAPITAL MARKETS CORP.

FHN FINANCIAL SECURITIES CORP.

FIFTH THIRD/MAXUS SECURITIES INC

ROULSTON RESEARCH CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/28/1996

SIE

Date: 10/1/2018

Series 7

Date: 9/2/1994

Series 24

Date: 1/8/1999

Cboe BZX Exchange, Inc.

FINRA

Investors' Exchange LLC

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

ROSENBLATT SECURITIES INC.

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ROSENBLATT SECURITIES INC.

TRUST BUT VERIFY

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