Trudi A. Free
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trudi Ann Free, who also goes by Trudy Ann Free, was a registered financial professional .
Trudi is a previously registered financial professional and started their career in finance in 1994. Trudi had worked at 5 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 1996 - September 14, 2000
1717 CAPITAL MANAGEMENT COMPANY
September 25, 1995 - June 25, 1996
BMA FINANCIAL SERVICES, INC.
June 26, 1995 - September 1, 1995
METROPOLITAN LIFE INSURANCE COMPANY
June 26, 1995 - September 1, 1995
MSI FINANCIAL SERVICES, INC.
August 15, 1994 - September 1, 1994
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
1717 CAPITAL MANAGEMENT COMPANY
CRD#: 4082 / SEC#: , 8-14657
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
