Thomas R. Hession

RIVERBEND CAPITAL ADVISORS

CHICAGO, IL 60606

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CRD#: 2518824

Professional summary

Thomas Robert Hession JR, who also goes by Thomas R (jr) Hession, Tom Hession, is a registered financial advisor currently at RIVERBEND CAPITAL ADVISORS, LLC located in Chicago, Illinois.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Thomas has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas R (jr) Hession | Tom Hession

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Robert Hession JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2011 - Present

RIVERBEND CAPITAL ADVISORS, LLC

Office #1: 191 N. Wacker Drive Suite 1025, Chicago, IL 60606

RIA

CRD#: 157117

CHICAGO, IL

Past

February 28, 2008 - July 21, 2011

SILVERLEAF INVESTMENT GROUP, LLC

RIA

CRD#: 146086

CHICAGO, IL

Past

February 14, 1995 - March 4, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHICAGO, IL

Past

September 16, 1994 - March 4, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVERBEND CAPITAL ADVISORS, LLC

CRD#: 157117 / SEC#: 801-72250

RIA

Registered Investment Advisory firm - (4/8/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(8/4/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/15/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/15/1994

General Securities Representative Examination

Current Firm

RIVERBEND CAPITAL ADVISORS, LLC

CRD#: 157117 / SEC#: 801-72250

RIA

Registered Investment Advisory firm - (4/8/2011 Approved)

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Contact information

Main Address

191 N. Wacker Drive Suite 875, Chicago, IL 60606

Mailing Address

Phone number

(312) 948-5100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIVERBEND CAPITAL ADVISORS PART 2A BROCHURE JULY 2025 (7/22/2025)

Regulatory assets under management

Total Number of Accounts	233
AUM (Assets Under Management)	$ 820,471,173

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Thomas R. Hession

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Robert Hession JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVERLEAF INVESTMENT GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

RIVERBEND CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/15/1994

Series 63

Date: 10/6/1994

Series 7

Date: 9/15/1994

Current Firm

RIVERBEND CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RIVERBEND CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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