Steven A. Levy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Alan Levy was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1994. Steven had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 13, 2020 - December 18, 2023
YOUNG AMERICA CAPITAL, LLC
August 23, 2016 - March 23, 2018
COWEN AND COMPANY
July 10, 2010 - August 19, 2016
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 19, 2006 - July 20, 2010
THOMAS WEISEL PARTNERS LLC
October 27, 1999 - June 9, 2005
LEHMAN BROTHERS INC.
July 14, 1996 - October 28, 1999
COWEN AND COMPANY
September 14, 1994 - May 24, 1996
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
YOUNG AMERICA CAPITAL, LLC
CRD#: 150443 / SEC#: , 8-68260
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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