Jason M. Pinsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Marc Pinsky, who also goes by Jay Pinsky, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 1994. Jason had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 24, 2014 - November 10, 2014
GLOBAL ARENA CAPITAL CORP
August 9, 2013 - July 3, 2014
BROOKVILLE CAPITAL PARTNERS
October 4, 2007 - August 12, 2013
CLARK DODGE & CO., INC.
November 4, 2005 - October 1, 2007
WESTROCK ADVISORS, INC.
October 18, 2004 - November 29, 2005
GRANTA CAPITAL GROUP LLC
April 28, 2004 - October 22, 2004
S.W. BACH & COMPANY
April 23, 2003 - April 28, 2004
HARRISON SECURITIES, INC.
April 8, 2002 - April 25, 2003
S.W. BACH & COMPANY
March 16, 2001 - October 15, 2001
HARRISON SECURITIES, INC.
August 31, 2000 - March 20, 2001
WEATHERLY SECURITIES CORPORATION
September 10, 1998 - August 2, 2000
TASIN & COMPANY, INC.
December 12, 1996 - June 17, 1998
GLOBAL CAPITAL MARKETS, LLC
April 24, 1996 - May 1, 1996
FIRST UNITED EQUITIES CORPORATION
October 5, 1995 - January 12, 1996
DUKE & CO., INC.
November 15, 1994 - July 25, 1995
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBAL ARENA CAPITAL CORP
CRD#: 16871 / SEC#: , 8-34661
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
