Robert James Schumann
CFP®Professional Summary
Robert James Schumann, CFP®, who also goes by Bob Schumann, is a registered financial advisor currently at PLAN & ACT located in Buena Vista, Colorado and THEPENSION401K located in Buena Vista, Colorado. Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Robert has worked at 5 firms and has passed the Series 6 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bob Schumann
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Credentials
Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
FINANCIAL STAGES, LLC | PLAN AND ACT | PLAN & ACT | PEOPLE'S FINANCIAL ADVISOR | FINANCIALADVICE4ME, LLC
Contact Information
Main Address
Buena Vista, COPhone Number
(719) 966-5100# of Employees
4Documents
Regulatory Assets Under Management
Total Number of Accounts
451AUM (Assets Under Management)
$64,000,000Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(7/28/2021)
(5/6/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jul 1994About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Robert James Schumann's CRS (Customer Relationship Summary).
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