Robert J. Schumann

PLAN & ACT

Buena Vista, CO

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CRD#: 2518448

Professional summary

Robert James Schumann, CFP®, who also goes by Bob Schumann, is a registered financial advisor currently at PLAN & ACT located in Buena Vista, Colorado and THEPENSION401K located in Buena Vista, Colorado.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Robert has worked at 5 firms and has passed the Series 6 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Schumann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Cambridge Pension Advisors, LLC; Investment Related; 912 S. Main Street, Buena Vista, CO; This company provides fiduciary consulting and investment advisory services to pension plans, endowments, non-profits and anyone who serves as a fiduciary; Mr. Schumann's position is Managing Member & Chief Compliance Officer; Mr. Schumann spends an average of 16 to 24 hours per month with this activity. 2. FinancialAdvice4Me, LLC; Investment Related; 912 S. Main Street, Buena Vista, CO; This company is a State of Colorado licensed Investment Adviser which provides financial planning services, both online and in person; Mr. Schumann's position is Chief Compliance Officer; Mr. Schumann spends an average of 120-160 hours per month with this activity. Mr. Schumann has a minority ownership through his wholly owned holding company, Financial Stages, LLC. 3. The Bridge, LLC; Non-Investment Related; 912 S. Main Street, Buena Vista, CO; This company provides personal development and life coaching services to individuals, executives and businesses; Mr. Schumann's position is Owner; Mr. Schumann spends an average of 8 to 16 hours per month with this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Schumann's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

January 6, 2009 - Present

PLAN & ACT

RIA

CRD#: 148453

Buena Vista, CO

Current

October 11, 2016 - Present

THEPENSION401K

RIA

CRD#: 284453

Buena Vista, CO

Past

August 16, 2017 - November 29, 2017

FINANCIALPLANNING4ME, LLC

RIA

CRD#: 289079

Buena Vista, CO

Past

July 11, 2001 - January 6, 2020

CAMBRIDGE FINANCIAL ADVISORS, LLC

RIA

CRD#: 118314

Buena Vista, CO

Past

July 28, 1994 - November 29, 1999

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/6/2009)

IAR

Florida
(10/13/2020)

IAR

Michigan
(5/6/2025)

IAR

Ohio
(7/28/2021)

IAR

Texas
(5/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 6

Date: 7/27/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PLAN & ACT

FINANCIAL STAGES, LLC | PLAN AND ACT | PLAN & ACT | PEOPLE'S FINANCIAL ADVISOR | FINANCIALADVICE4ME, LLC

CRD#: 148453 / SEC#: 801-69786

RIA

Registered Investment Advisory firm - (6/10/2019 Terminated)

Colorado

Registered Investment Advisory firm - (6/7/2019 Approved)

Florida

Registered Investment Advisory firm - (10/13/2020 Approved)

Michigan

Registered Investment Advisory firm - (12/1/2022 Approved)

Ohio

Registered Investment Advisory firm - (7/6/2021 Approved)

Texas

Registered Investment Advisory firm - (3/14/2025 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Buena Vista, CO

Mailing Address

Phone number

(719) 966-5100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	358
AUM (Assets Under Management)	$ 45,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert J. Schumann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert James Schumann's CRS (Customer Relationship Summary).

Certified licenses

Experience

PLAN & ACT

THEPENSION401K

FINANCIALPLANNING4ME, LLC

CAMBRIDGE FINANCIAL ADVISORS, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

State Registrations and Notice Filings

Exams

Series 6

Date: 7/27/1994

Current Firm

PLAN & ACT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PLAN & ACT

TRUST BUT VERIFY

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