Frank C. Oh
Professional summary
Frank Chang Oh, who also goes by Frank C Oh, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in New York, New York.
Frank is registered as a RR (Registered Representative) and started their career in finance in 1995. Frank has worked at 4 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank Chang Oh's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2011 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 88 Pine Street 25th Floor, New York, NY 10005December 15, 2008 - March 14, 2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED
April 15, 2004 - December 22, 2008
GOLDMAN SACHS & CO. LLC
June 22, 1995 - April 15, 2004
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/10/2011)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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