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Robert Michael Gorczakowski

CRD# 2518262·Registered 1994 - 2023
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Michael Gorczakowski, who also goes by Robert Michael Gorczakowski Mr., was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1994 - 2023. Robert had worked at 8 firms and has passed the Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Robert Michael Gorczakowski Mr.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

FIRST REPUBLIC SECURITIES COMPANY, LLC·CRD# 105108
BD
New York, NY
September 30, 2015 - May 17, 2023
CONSTELLATION WEALTH ADVISORS LLC·CRD# 142502
BD
New York, NY
March 3, 2009 - December 7, 2015
KAUPTHING SECURITIES, INC.·CRD# 104429
BD
New York, NY
April 24, 2006 - December 15, 2008
LADENBURG FINANCIAL SERVICES LLC·CRD# 126943
BD
Boca Raton, FL
September 24, 2003 - August 10, 2004
LADENBURG CAPITAL MANAGEMENT INC.·CRD# 14623
BD
Bethpage, NY
May 25, 2001 - August 23, 2001
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
April 23, 1999 - April 21, 2006
RICKEL & ASSOCIATES, INC.·CRD# 7839
BD
New York, NY
November 30, 1994 - September 15, 1997
REICH & CO., INC.·CRD# 19611
BD
September 29, 1994 - October 12, 1994

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Current Firm

FR
FIRST REPUBLIC SECURITIES COMPANY, LLC

F.R. SECURITIES COMPANY, L.L.C. | GRAND EAGLE INSURANCE SERVICES, LLC | GRAND EAGLE INSURANCE SERVICES, INC. | GRAND EAGLE INSURANCE SERVICES | GRAND EAGLE INSURANCE GROUP, LLC | FIRST REPUBLIC SECURITIES COMPANY, LLC | FIRST REPUBLIC PRIVATE WEALTH MANAGEMENT

CRD#: 105108 / SEC#: 801-71759, 8-52973
BD
Terminated by SEC on 12/04/2023

Contact Information

Established

Nevada since 07/07/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Latest Form ADV

Part 2 Brochures

FRSC ADV PART II (3/28/2014)

Direct owners and executive officers

NamePositionCRD#
JP MORGAN CHASE BANK, NATIONAL ASSOCIATIONSTOCKHOLDER—
BURGE, ANDREW CDIRECTOR5619554
GENTIN, NICOLAS ROBINDIRECTOR2723366
HERRON, MICHAEL ROBERTOFFICER2692410
HONG, AMYDIRECTOR4259934
LEE, HYUNJOOFINOP7074361
MARTINEZ, MARK CAESARREGISTERED OPTIONS PRINCIPAL (ROP)2870632
TATEOSIAN, DAVID CHARLESPRESIDENT AND DIRECTOR1605404
THORNTON, ROBERT LEE JRDIRECTOR1412949
WEITGENANT, DAVID ANDREWCHIEF COMPLIANCE OFFICER | MSRB PRINCIPAL2096196

Disclosures

Regulatory Event

2

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2000About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2001About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Sep 1994About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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