Marc Ocello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Ocello, who also goes by Mark Ocello, was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1995. Marc had worked at 7 firms and has passed the Series 63, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2001 - July 17, 2002
JOHN N. SEIP & CO., INC.
February 2, 2001 - May 14, 2001
GJL SECURITIES, INC.
October 1, 2000 - November 14, 2001
LL PARTNERS, INC.
December 11, 1997 - May 15, 1998
GLOBAL CAPITAL MARKETS, LLC
May 8, 1997 - November 14, 1997
D.L. CROMWELL INVESTMENTS, INC.
January 14, 1997 - May 6, 1997
H.J. MEYERS & CO., INC.
February 23, 1995 - December 18, 1996
STRATTON OAKMONT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 3/30/1999
NYSE Trading Assistant ExaminationCurrent Firm
JOHN N. SEIP & CO., INC.
CRD#: 35501 / SEC#: , 8-46706
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
