Michael Packman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Packman was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 7 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 22, 2015 - March 1, 2018
AXIOM CAPITAL MANAGEMENT, INC.
March 3, 2014 - June 19, 2015
FINANCIAL WEST GROUP
March 3, 2014 - June 19, 2015
FINANCIAL WEST GROUP
August 19, 2013 - March 4, 2014
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
August 15, 2008 - March 4, 2014
J.P. TURNER & COMPANY, L.L.C.
May 4, 2006 - August 15, 2008
CETERA WEALTH SERVICES, LLC
May 27, 2003 - May 5, 2006
GUNNALLEN FINANCIAL, INC
August 8, 1994 - June 25, 2003
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AXIOM CAPITAL MANAGEMENT, INC.
CRD#: 26580 / SEC#: , 8-42638
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
