Sean G. King

SAGEVIEW ADVISORY GROUP

KNOXVILLE, TN 37919

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CRD#: 2518018

Professional summary

Sean Gregory King, who also goes by Sean G King, is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in Knoxville, Tennessee.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Sean has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sean G King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Gregory King's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 25, 2008 - Present

SAGEVIEW ADVISORY GROUP, LLC

Office #1: 3834 Sutherland Avenue, Knoxville, TN 37919

RIA

CRD#: 126777

KNOXVILLE, TN

Past

March 16, 2016 - January 21, 2022

SAGEVIEW PRIVATE CLIENT GROUP, LLC

RIA

CRD#: 134997

KNOXVILLE, TN

Past

January 7, 2008 - December 31, 2015

SAGEVIEW PRIVATE CLIENT GROUP, LLC

RIA

CRD#: 134997

KNOXVILLE, TN

Past

December 6, 2005 - December 31, 2018

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

KNOXVILLE, TN

Past

December 1, 2005 - December 31, 2018

CETERA WEALTH SERVICES, LLC

CRD#: 13572

KNOXVILLE, TN

Past

May 19, 2005 - December 31, 2006

SAGEVIEW PRIVATE CLIENT GROUP, LLC

RIA

CRD#: 134997

KNOXVILLE, TN

Past

February 8, 2005 - December 20, 2005

WALNUT STREET SECURITIES, INC.

RIA

CRD#: 15840

KNOXVILLE, TN

Past

February 8, 2005 - December 20, 2005

WALNUT STREET SECURITIES, INC.

CRD#: 15840

KNOXVILLE, TN

Past

January 7, 2004 - February 18, 2005

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

KNOXVILLE, TN

Past

August 2, 1994 - February 18, 2005

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAGEVIEW ADVISORY GROUP, LLC

401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA

Registered Investment Advisory firm - (5/31/2005 Approved)

California

Registered Investment Advisory firm - (6/7/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(1/25/2008)

IAR

Texas
(8/11/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/1/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/28/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/1/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/11/2001

General Securities Principal Examination

Current Firm

SAGEVIEW ADVISORY GROUP, LLC

401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS

CRD#: 126777 / SEC#: 801-64265

RIA

Registered Investment Advisory firm - (5/31/2005 Approved)

California

Registered Investment Advisory firm - (6/7/2005 Terminated)

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Contact information

Main Address

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660

Mailing Address

Phone number

(800) 814-8742

Established

Firm type

Fiscal year end

# of Employees

248

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAGEVIEW ADVISORY GROUP ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	13,295
AUM (Assets Under Management)	$ 238,552,018,915

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean G. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Gregory King's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAGEVIEW PRIVATE CLIENT GROUP, LLC

SAGEVIEW PRIVATE CLIENT GROUP, LLC

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

SAGEVIEW PRIVATE CLIENT GROUP, LLC

WALNUT STREET SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

SAGEVIEW ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/1/1994

SIE

Date: 10/1/2018

Series 7

Date: 10/28/1998

Series 6

Date: 8/1/1994

Series 24

Date: 5/11/2001

Current Firm

SAGEVIEW ADVISORY GROUP, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAGEVIEW ADVISORY GROUP, LLC

TRUST BUT VERIFY

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